KITTY HAWK INC|4Nov 6, 7:49 PM ET

KITTY HAWK INC 4

4 · KITTY HAWK INC · Filed Nov 6, 2007

Form 4

Period: 2007-11-02

Director10% Owner

Transactions

Purchase
Common Stock
2007-11-02$0.00/sh+473,235$473→ 683,887 total(indirect: Footnote 3)

Holdings

Common Stock
24,711
Warrant to Purchase Common Stock
(indirect: Footnote 2)
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (426,829 underlying)
426,829
Warrant to Purchase Common Stock
(indirect: Footnote 4)
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (60,976 underlying)
60,976
Common Stock
(indirect: Footnote 10)
234,736
Common Stock
(indirect: Footnote 2)
6,534,340
Common Stock
(indirect: Footnote 4)
98,120
Common Stock
(indirect: Footnote 5)
70,000
Series B Convertible Stock
(indirect: Footnote 2)
Exercise: $0.96From: 2005-11-14→ Common Stock (1,822,158 underlying)
1,750
Series B Convertible Stock
(indirect: Footnote 4)
Exercise: $0.96From: 2005-11-14→ Common Stock (260,309 underlying)
250

Footnotes (10)

[F1]The transaction reported resulted from a transfer of securities from an investment advisory client of Riley Investment Management LLC in connection with a liquidation of such client's account.
[F10]Sole equity owner of Riley Investment Management LLC, investment advisor to managed account of investment advisory client indirectly affiliated with Mr. Riley.
[F2]Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners Master Fund, L.P.
[F3]Sole equity owner of B. Riley and Co., LLC.
[F4]Trustee of the B. Riley and Co. Retirement Trust
[F5]Custodian for Mr. Riley's children. Reporting Persons disclaim beneficial ownership of these securities.
[F6]On an as converted to common stock basis.
[F7]Not applicable.
[F8]Conversion price is per $1,000 in stated amount.
[F9]Represents vested restricted stock units granted pursuant to the Kitty Hawk, Inc. 2003 Long Term Equity Incentive Plan.

Documents

1 file