4//SEC Filing
KITTY HAWK INC 4
Accession 0001144204-07-058610
CIK 0000932110operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 7:49 PM ET
Size
18.4 KB
Accession
0001144204-07-058610
Insider Transaction Report
Form 4
Riley Investment Management LLC
Director10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.00/sh+473,235$473→ 683,887 total(indirect: Footnote 3)
Holdings
- 234,736(indirect: Footnote 10)
Common Stock
- 98,120(indirect: Footnote 4)
Common Stock
- 70,000(indirect: Footnote 5)
Common Stock
- 24,711
Common Stock
- 60,976(indirect: Footnote 4)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (60,976 underlying) - 6,534,340(indirect: Footnote 2)
Common Stock
- 1,750(indirect: Footnote 2)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (1,822,158 underlying) - 250(indirect: Footnote 4)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (260,309 underlying) - 426,829(indirect: Footnote 2)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (426,829 underlying)
RILEY BRYANT R
Director10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.00/sh+473,235$473→ 683,887 total(indirect: Footnote 3)
Holdings
- 24,711
Common Stock
- 426,829(indirect: Footnote 2)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (426,829 underlying) - 60,976(indirect: Footnote 4)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (60,976 underlying) - 234,736(indirect: Footnote 10)
Common Stock
- 6,534,340(indirect: Footnote 2)
Common Stock
- 98,120(indirect: Footnote 4)
Common Stock
- 70,000(indirect: Footnote 5)
Common Stock
- 1,750(indirect: Footnote 2)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (1,822,158 underlying) - 250(indirect: Footnote 4)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (260,309 underlying)
Riley Investment Partners Master Fund, L.P.
Director10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.00/sh+473,235$473→ 683,887 total(indirect: Footnote 3)
Holdings
- 234,736(indirect: Footnote 10)
Common Stock
- 250(indirect: Footnote 4)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (260,309 underlying) - 60,976(indirect: Footnote 4)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (60,976 underlying) - 98,120(indirect: Footnote 4)
Common Stock
- 24,711
Common Stock
- 426,829(indirect: Footnote 2)
Warrant to Purchase Common Stock
Exercise: $0.82From: 2005-11-14Exp: 2010-11-10→ Common Stock (426,829 underlying) - 6,534,340(indirect: Footnote 2)
Common Stock
- 70,000(indirect: Footnote 5)
Common Stock
- 1,750(indirect: Footnote 2)
Series B Convertible Stock
Exercise: $0.96From: 2005-11-14→ Common Stock (1,822,158 underlying)
Footnotes (10)
- [F1]The transaction reported resulted from a transfer of securities from an investment advisory client of Riley Investment Management LLC in connection with a liquidation of such client's account.
- [F10]Sole equity owner of Riley Investment Management LLC, investment advisor to managed account of investment advisory client indirectly affiliated with Mr. Riley.
- [F2]Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners Master Fund, L.P.
- [F3]Sole equity owner of B. Riley and Co., LLC.
- [F4]Trustee of the B. Riley and Co. Retirement Trust
- [F5]Custodian for Mr. Riley's children. Reporting Persons disclaim beneficial ownership of these securities.
- [F6]On an as converted to common stock basis.
- [F7]Not applicable.
- [F8]Conversion price is per $1,000 in stated amount.
- [F9]Represents vested restricted stock units granted pursuant to the Kitty Hawk, Inc. 2003 Long Term Equity Incentive Plan.
Documents
Issuer
KITTY HAWK INC
CIK 0000932110
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000932110
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 7:49 PM ET
- Size
- 18.4 KB