Home/Filings/4/0001144204-08-000556
4//SEC Filing

Lev Pharmaceuticals Inc 4

Accession 0001144204-08-000556

CIK 0001144062operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 7:20 PM ET

Size

10.1 KB

Accession

0001144204-08-000556

Insider Transaction Report

Form 4
Period: 2007-12-31
COOPER JUDSON A
DirectorChairman and EVP10% Owner
Transactions
  • Gift

    Common Stock

    2007-12-3190,00027,383,417 total(indirect: See footnotes)
  • Gift

    Common Stock

    2007-12-31+30,000458,235 total(indirect: See footnote)
  • Gift

    Common Stock

    2008-01-0390,00027,293,417 total(indirect: See footnotes)
Holdings
  • Common Stock

    2,011,000
Footnotes (5)
  • [F1]Represents gift of 90,000 shares of common stock of Lev Pharmaceuticals, Inc. by Newton Partners, LLC to certain family members of Mr. Cooper. Mr. Cooper owns a 50% interest in Prism Ventures, LLC, which is the owner of Newton Partners, LLC.
  • [F2]Represents gift of 90,000 shares of common stock of Lev Pharmaceuticals, Inc. by Newton Partners, LLC to Joshua D. Schein. Dr. Schein owns a 50% interest in Prism Ventures, LLC, which is the owner of Newton Partners, LLC.
  • [F3]Consists of shares of common stock of Lev Pharmaceuticals, Inc. owned by certain family members of Mr. Cooper. Reflects gift of 30,000 shares of common stock by Newton Partners, LLC to certain of these family members.
  • [F4]Shares of common stock reported are owned by Prism Ventures, LLC, and the following entities, all of which are owned by Prism Ventures, LLC: Newton Partners, LLC, Windsor Ventures, LLC, Sapphire Ventures, LLC, Tudor Technology Ventures, LLC and Entry Point Capital LLC.
  • [F5]Includes 2,000,000 shares of restricted stock, all of which shares are subject to vesting requirements.

Documents

1 file

Issuer

Lev Pharmaceuticals Inc

CIK 0001144062

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001144062

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:20 PM ET
Size
10.1 KB