Home/Filings/4/0001144204-08-070776
4//SEC Filing

SCHWALM THOMAS 4

Accession 0001144204-08-070776

CIK 0000873540other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 1:05 PM ET

Size

8.6 KB

Accession

0001144204-08-070776

Insider Transaction Report

Form 4
Period: 2008-12-12
Transactions
  • Conversion

    Warrants

    2008-12-12$0.20/sh0$0155,556 total(indirect: See Footnote)
    Exercise: $0.20Common Stock (166,667 underlying)
  • Conversion

    Common Stock

    2008-12-12$0.20/sh+166,667$33,3333,516,072 total(indirect: See Footnote)
Holdings
  • Common Stock

    96,445
Footnotes (5)
  • [F1]Exercise of warrants into common stock at a price of $0.20 per share.
  • [F2]The shares are owned by Greenwich Beverage Group, LLC (3,498,434) which is managed and controlled by Mr. Schwalm and by a trust (1,500 shares), of which Mr. Schwalm is a co-trustee. Mr. Schwalm is not a beneficiary of the trust. Also includes 16,138 shares Mr. Schwalm owns through his IRA.
  • [F3]These shares were previously reported
  • [F4]N/A
  • [F5]The securities are held by Greenwich Beverage Group, LLC

Documents

1 file

Issuer

DRINKS AMERICAS HOLDINGS, LTD

CIK 0000873540

Entity typeother

Related Parties

1
  • filerCIK 0001321319

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 1:05 PM ET
Size
8.6 KB