Kratzman E A 5
5 · Kohlberg Capital CORP · Filed Feb 10, 2009
Insider Transaction Report
Form 5
Kratzman E A
Vice President
Transactions
- Purchase
Common Stock
2006-12-11$15.00/sh+500$7,500→ 683.58 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2008-05-08$9.27/sh+416$3,855→ 1,183.58 total(indirect: By Trust) - Exercise of In-Money
Subscription Rights
2008-05-08−84→ 0 total(indirect: By Trust)Exercise: $9.27From: 2008-03-31Exp: 2008-04-28→ Common Stock (84 underlying) - Exercise of In-Money
Common Stock
2008-05-08$9.27/sh+84$778→ 767.58 total(indirect: By Trust) - Purchase
Common Stock
2008-08-21$10.18/sh+1,000$10,180→ 2,183.58 total(indirect: By Trust)
Holdings
- 96,771
Common Stock
- 2,136.98(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]Includes 136.98 shares acquired on October 28, 2008 under the Kohlberg Capital Corporation dividend reinvestment plan.
- [F2]Includes 48.93 shares and 134.65 shares acquired on July 28, 2008 and October 28, 2008, respectively, under the Kohlberg Capital Corporation dividend reinvestment plan.
- [F3]Represents shares held by the E.A. Kratzman Marital Trust for which the Reporting Person is a trustee and beneficiary.
- [F4]Rights received as part of a pro-rata distribution to stockholders.