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Bader Bret I. 5

Accession 0001144204-09-006851

CIK 0000354699other

View on SEC.gov Company Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 2:41 PM ET

Size

14.2 KB

Accession

0001144204-09-006851

Insider Transaction Report

Form 5

Period: 2008-12-31

Advance Nanotech, Inc.AVNA.OB

CEO

Transactions

Other
COMMON STOCK
2008-09-12+460,715→ 512,715 total
Purchase
COMMONS STOCK
2008-10-09$0.15/sh+950$144→ 513,665 total
Other
STOCK OPTION-ISO
2008-09-04+333,333→ 333,000 total
Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (333,000 underlying)
Other
STOCK OPTION-NQSO
2008-09-04+1,684,578→ 1,684,578 total
Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (1,684,578 underlying)

Holdings

COMMON STOCK
52,000
WARRANT
Exercise: $0.30From: 2008-09-05Exp: 2013-09-04→ COMMON STOCK (50,000 underlying)
50,000
8% CONVERTIBLE NOTE; $25,000
Exercise: $0.25From: 2008-09-05Exp: 2011-09-04→ COMMON STOCK (100,000 underlying)
100,000

Footnotes (2)

[F1]ISSUED IN CONNECTION WITH THE OWLSTONE EXCHANGE AGREEMENT.
[F2]INTEREST ON CONVERTIBLE NOTE PAID IN SHARES OF RESTRICTED COMMON STOCK

Documents

1 file

5
form58435_021109144107-.xmlPrimary

Issuer

Advance Nanotech, Inc.

CIK 0000354699

Entity typeother

Related Parties

1

filerCIK 0001445063

Filing Metadata

Form type: 5
Filed: Feb 10, 7:00 PM ET
Accepted: Feb 11, 2:41 PM ET
Size: 14.2 KB

View on SEC.gov