RUGG PETER 5
5 · Advance Nanotech, Inc. · Filed Feb 11, 2009
Insider Transaction Report
Form 5
Advance Nanotech, Inc.AVNA.OB
RUGG PETER
Director
Transactions
- Purchase
COMMON STOCK
2008-10-09$0.15/sh+1,843$280→ 14,783 total - Award
COMMON STOCK
2008-12-12$0.12/sh+100,000$12,000→ 114,783 total
Holdings
- 12,940
COMMON STOCK
- 194,000
8% CONVERTIBLE NOTE; $48,500
Exercise: $0.25From: 2008-09-04Exp: 2011-09-04→ COMMON STOCK (194,000 underlying) - 97,000
WARRANT
Exercise: $0.30From: 2008-09-04Exp: 2013-09-04→ COMMON STOCK (97,000 underlying) - 20,000
STOCK OPTION
Exercise: $3.50From: 2005-10-18Exp: 2011-10-18→ COMMON STOCK (20,000 underlying)