Zappulla Joseph M. 5
5 · Advance Nanotech, Inc. · Filed Feb 11, 2009
Insider Transaction Report
Form 5
Advance Nanotech, Inc.AVNA.OB
Zappulla Joseph M.
Director
Transactions
- Award
COMMON STOCK
2008-12-12$0.12/sh+100,000$12,000→ 103,000 total - Purchase
COMMON STOCK
2008-10-09$0.15/sh+6,173$939→ 6,173 total(indirect: BY GRANNUS FINANCIAL ADVISORS INC.) - Other
WARRANTS
2008-09-30+275,000→ 275,000 total(indirect: BY GRANNUS FINANCIAL ADVISORS INC.)Exercise: $0.30From: 2008-09-30Exp: 2013-09-30→ COMMON STOCK (275,000 underlying)
Holdings
- 325,000(indirect: BY GRANNUS FINANCIAL ADVISORS INC.)
8% CONVERTIBLE NOTE; $81,250
Exercise: $0.25From: 2008-09-04Exp: 2011-09-04→ COMMON STOCK (325,000 underlying) - 162,500(indirect: BY GRANNUS FINANCIAL ADVISORS INC.)
WARRANTS
Exercise: $0.30From: 2008-09-04Exp: 2013-09-04→ COMMON STOCK (162,500 underlying)
Footnotes (2)
- [F1]ISSUED IN ACCORDANCE WITH THE COMPANY'S 2008 EQUITY INCENTIVE PLAN.
- [F2]WARRANTS ISSUED TO GRANNUS FINANCIAL ADVISORS INC IN CONNECTION WITH ACCRUED CONSULTING/ADVISORY FEES.