Home/Filings/4/0001144204-09-008894
4//SEC Filing

BERCHTOLD NICHOLAS G 4

Accession 0001144204-09-008894

CIK 0000924168other

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 3:24 PM ET

Size

5.9 KB

Accession

0001144204-09-008894

Insider Transaction Report

Form 4
Period: 2009-02-10
BERCHTOLD NICHOLAS G
VP, Finance and CFO
Transactions
  • Award

    Stock Options for Common Stock

    2009-02-10+25,000100,000 total
    Exercise: $0.75Exp: 2019-02-10Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]These options are performance-based and will only be exercisable based upon (2) below if and only if Energy Focus, Inc. meets specific financial performance criteria. If these conditions are not met, then the stock options will be forfeited.
  • [F2]Twenty-five percent become exercisable on February 10, 2010, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months.

Documents

1 file

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001410246

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 3:24 PM ET
Size
5.9 KB