5//SEC Filing
SHAPIRO THEODORE B 5
Accession 0001144204-09-009818
CIK 0000089041other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 11:11 AM ET
Size
21.7 KB
Accession
0001144204-09-009818
Insider Transaction Report
Form 5
SHAPIRO THEODORE B
Other
Transactions
- Other
Warrant
2001-07-01$20000.00/sh+125,000$2,500,000,000→ 37,500 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (125,000 underlying) - Purchase
Common stock, $0.01 par value
2003-03-31$125000.00/sh+50,000$6,250,000,000 - Purchase
Common stock, $0.01 par value
2004-05-03$33332.50/sh+13,333$444,422,223 - Other
Warrant
2001-05-25$170000.00/sh+100,000$17,000,000,000→ 10,000 total(indirect: See Footnote)Exercise: $1.70From: 2005-10-11Exp: 2010-10-10→ Common Stock (100,000 underlying) - Other
Warrant
2001-07-01$240000.00/sh+150,000$36,000,000,000→ 25,000 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (150,000 underlying) - Purchase
Common stock, $0.01 par value
2004-06-01$16667.50/sh+6,667$111,122,223 - Purchase
Common stock, $0.01 par value
2004-03-01$275000.00/sh+110,000$30,250,000,000 - Purchase
Common stock, $0.01 par value
2004-06-28$935000.00/sh+275,000$257,125,000,000(indirect: See Footnote) - Purchase
Common stock, $0.01 par value
2001-05-14$732.75/sh+977$715,897(indirect: See Footnote) - Purchase
Common stock, $0.01 par value
2002-06-30$100002.00/sh+33,334$3,333,466,668
Footnotes (5)
- [F1]Stock acquired pursuant to May 14, 2001 Stock Purchase Agreement between The Sagemark Companies Ltd., Premier PET Imaging International, Inc. and Premier Cyclotron International Corp.
- [F2]Purchased common stock in exchange for accrued and deferred salary.
- [F3]Shares held in the name of Tara Capital, Inc. a corporation of which Mr. Shapiro is 100% shareholder.
- [F4]Represents warrant originally issued in July 1, 2001 that was repriced from $1.12 and extended to the date noted above.
- [F5]Represents a warrant originally issued May 25, 2001 with an expiration date of June 24, 2006, which was extended to the date noted above.
Documents
Issuer
SAGEMARK COMPANIES LTD
CIK 0000089041
Entity typeother
Related Parties
1- filerCIK 0001283018
Filing Metadata
- Form type
- 5
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 11:11 AM ET
- Size
- 21.7 KB