SHAPIRO THEODORE B 5/A
5/A · SAGEMARK COMPANIES LTD · Filed Feb 19, 2009
Insider Transaction Report
Form 5/AAmended
SHAPIRO THEODORE B
Other
Transactions
- Purchase
Common stock, $0.01 par value
2004-06-28$935000.00/sh+275,000$257,125,000,000→ 2,409,317 total(indirect: See Footnote) - Purchase
Common stock, $0.01 par value
2001-05-14$732.75/sh+977$715,897→ 977 total(indirect: See Footnote) - Other
Warrant
2001-07-01$20000.00/sh+125,000$2,500,000,000→ 37,500 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (125,000 underlying) - Purchase
Common stock, $0.01 par value
2004-06-01$16667.50/sh+6,667$111,122,223→ 2,134,317 total - Purchase
Common stock, $0.01 par value
2002-06-30$100002.00/sh+33,334$3,333,466,668→ 334,317 total - Other
Warrant
2001-05-25$170000.00/sh+100,000$17,000,000,000→ 10,000 total(indirect: See Footnote)Exercise: $1.70From: 2005-10-11Exp: 2010-10-10→ Common Stock (100,000 underlying) - Purchase
Common stock, $0.01 par value
2003-03-31$125000.00/sh+50,000$6,250,000,000→ 834,317 total - Purchase
Common stock, $0.01 par value
2004-03-01$275000.00/sh+110,000$30,250,000,000→ 1,934,317 total - Purchase
Common stock, $0.01 par value
2004-05-03$33332.50/sh+13,333$444,422,223→ 2,067,647 total - Other
Warrant
2001-07-01$240000.00/sh+150,000$36,000,000,000→ 25,000 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (150,000 underlying)
Footnotes (5)
- [F1]Stock acquired pursuant to May 14, 2001 Stock Purchase Agreement between The Sagemark Companies Ltd., Premier PET Imaging International, Inc. and Premier Cyclotron International Corp.
- [F2]Purchased common stock in exchange for accrued and deferred salary.
- [F3]Shares held in the name of Tara Capital, Inc. a corporation of which Mr. Shapiro is 100% shareholder.
- [F4]Represents warrant originally issued in July 1, 2001 that was repriced from $1.12 and extended to the date noted above.
- [F5]Represents a warrant originally issued May 25, 2001 with an expiration date of June 24, 2006, which was extended to the date noted above.