5/A//SEC Filing
SHAPIRO THEODORE B 5/A
Accession 0001144204-09-009976
CIK 0000089041other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:01 PM ET
Size
21.8 KB
Accession
0001144204-09-009976
Insider Transaction Report
Form 5/AAmended
SHAPIRO THEODORE B
Other
Transactions
- Purchase
Common stock, $0.01 par value
2004-06-28$935000.00/sh+275,000$257,125,000,000→ 2,409,317 total(indirect: See Footnote) - Purchase
Common stock, $0.01 par value
2001-05-14$732.75/sh+977$715,897→ 977 total(indirect: See Footnote) - Other
Warrant
2001-07-01$20000.00/sh+125,000$2,500,000,000→ 37,500 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (125,000 underlying) - Purchase
Common stock, $0.01 par value
2004-06-01$16667.50/sh+6,667$111,122,223→ 2,134,317 total - Purchase
Common stock, $0.01 par value
2002-06-30$100002.00/sh+33,334$3,333,466,668→ 334,317 total - Other
Warrant
2001-05-25$170000.00/sh+100,000$17,000,000,000→ 10,000 total(indirect: See Footnote)Exercise: $1.70From: 2005-10-11Exp: 2010-10-10→ Common Stock (100,000 underlying) - Purchase
Common stock, $0.01 par value
2003-03-31$125000.00/sh+50,000$6,250,000,000→ 834,317 total - Purchase
Common stock, $0.01 par value
2004-03-01$275000.00/sh+110,000$30,250,000,000→ 1,934,317 total - Purchase
Common stock, $0.01 par value
2004-05-03$33332.50/sh+13,333$444,422,223→ 2,067,647 total - Other
Warrant
2001-07-01$240000.00/sh+150,000$36,000,000,000→ 25,000 total(indirect: See Footnote)Exercise: $1.60From: 2005-10-11Exp: 2010-10-10→ Common Stock (150,000 underlying)
Footnotes (5)
- [F1]Stock acquired pursuant to May 14, 2001 Stock Purchase Agreement between The Sagemark Companies Ltd., Premier PET Imaging International, Inc. and Premier Cyclotron International Corp.
- [F2]Purchased common stock in exchange for accrued and deferred salary.
- [F3]Shares held in the name of Tara Capital, Inc. a corporation of which Mr. Shapiro is 100% shareholder.
- [F4]Represents warrant originally issued in July 1, 2001 that was repriced from $1.12 and extended to the date noted above.
- [F5]Represents a warrant originally issued May 25, 2001 with an expiration date of June 24, 2006, which was extended to the date noted above.
Documents
Issuer
SAGEMARK COMPANIES LTD
CIK 0000089041
Entity typeother
Related Parties
1- filerCIK 0001283018
Filing Metadata
- Form type
- 5/A
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 5:01 PM ET
- Size
- 21.8 KB