ROSENBERG GRAHAM LAWRENCE 4
4 · MDC PARTNERS INC · Filed Mar 10, 2009
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
ROSENBERG GRAHAM LAWRENCE
Managing Director
Transactions
- Tax Payment
Class A Shares
2009-03-05$2.99/sh−12,051$36,032→ 46,251 total
Holdings
- 19,128(indirect: See FN)
Class A Shares
- 58,302
Class A Shares
- 47,625
Stock Options
Exercise: $8.40From: 2003-07-31Exp: 2012-04-09→ Class A Shares (47,625 underlying) - 172,759
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (172,759 underlying)
Footnotes (5)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer, a portion of which are subject to achievement by the Issuer of financial performance targets.
- [F2]Owned by the spouse of the Reporting Person in an account over which the Reporting Person has trading authority.
- [F3]A total of 12,964 shares of Restricted Stock Units (Class A Shares) granted in 2007, and 13,427 shares of Restricted Stock Units (Class A Shares) granted in 2008, vested on March 5, 2009. The Reporting Person elected to have 12,051 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
- [F4]Canadian dollars.
- [F5]SAR's granted February 12, 2009, vest 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date, and 34% on the third anniversary of the grant date, and expire on February 12, 2014. These SAR's may be settled in cash or stock, at the discretion of the Issuer.