4//SEC Filing
Swartzman Gavin 4
Accession 0001144204-09-013142
CIK 0000876883other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 10:21 AM ET
Size
10.4 KB
Accession
0001144204-09-013142
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Tax Payment
Class A Shares
2009-03-05$2.99/sh−14,081$42,102→ 91,939 total - Other
Class A Shares
2009-03-09$2.99/sh−5,000$14,950→ 86,939 total
Holdings
- 106,020
Class A Shares
- 7,500(indirect: See Footnote)
Class A Shares
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying)
Footnotes (5)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer, a portion of which are subject to achievement by the Issuer of financial performance targets.
- [F2]A total of 20,036 shares of Restricted Stock Units (Class A Shares) granted in 2007, and 15,729 shares of Restricted Stock Units (Class A Shares) granted in 2008, vested on March 5, 2009. The Reporting Person elected to have 14,081 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
- [F3]A total of 5,000 shares were contributed to the RRSP Retirement Account of the Reporting Person's spouse.
- [F4]Includes 7,500 shares held by the Reporting Person's spouse in an RRSP Retirement Account.
- [F5]SAR's granted February 12, 2009, vest 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date, and 34% on the third anniversary of the grant date, and expire on February 12, 2014. These SAR's may be settled in cash or stock, at the discretion of the Issuer.
Documents
Issuer
MDC PARTNERS INC
CIK 0000876883
Entity typeother
Related Parties
1- filerCIK 0001355445
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 10:21 AM ET
- Size
- 10.4 KB