Swartzman Gavin 4
4 · MDC PARTNERS INC · Filed Mar 11, 2009
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Tax Payment
Class A Shares
2009-03-05$2.99/sh−14,081$42,102→ 91,939 total - Other
Class A Shares
2009-03-09$2.99/sh−5,000$14,950→ 86,939 total
Holdings
- 106,020
Class A Shares
- 7,500(indirect: See Footnote)
Class A Shares
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying)
Footnotes (5)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer, a portion of which are subject to achievement by the Issuer of financial performance targets.
- [F2]A total of 20,036 shares of Restricted Stock Units (Class A Shares) granted in 2007, and 15,729 shares of Restricted Stock Units (Class A Shares) granted in 2008, vested on March 5, 2009. The Reporting Person elected to have 14,081 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
- [F3]A total of 5,000 shares were contributed to the RRSP Retirement Account of the Reporting Person's spouse.
- [F4]Includes 7,500 shares held by the Reporting Person's spouse in an RRSP Retirement Account.
- [F5]SAR's granted February 12, 2009, vest 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date, and 34% on the third anniversary of the grant date, and expire on February 12, 2014. These SAR's may be settled in cash or stock, at the discretion of the Issuer.