MARSHALL DANA A 4
4 · APPLIED ENERGETICS, INC. · Filed Mar 11, 2009
Insider Transaction Report
Form 4
MARSHALL DANA A
DirectorChief of Board, Pres. & CEO
Transactions
- Award
Stock Option (Right to Buy)
2009-03-09−100,000→ 100,000 totalExercise: $0.50From: 2009-03-09Exp: 2012-03-09→ Common Stock (100,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-03-06−200,000→ 0 totalExercise: $3.84From: 2008-12-26Exp: 2011-12-26→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]These options were exercisable as to one-third of the shares in each of December 26, 2006, December 26, 2007 and December 26, 2008. These options were cancelled and exchanged for the options referred to in footnote (2) below in connection with the issuer's option exchange offer which was completed on March 6, 2009.
- [F2]These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 1.