Home/Filings/4/0001144204-09-013352
4//SEC Filing

MARSHALL DANA A 4

Accession 0001144204-09-013352

CIK 0000879911other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 7:01 PM ET

Size

8.4 KB

Accession

0001144204-09-013352

Insider Transaction Report

Form 4
Period: 2009-03-06
MARSHALL DANA A
DirectorChief of Board, Pres. & CEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-03-09100,000100,000 total
    Exercise: $0.50From: 2009-03-09Exp: 2012-03-09Common Stock (100,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-03-06200,0000 total
    Exercise: $3.84From: 2008-12-26Exp: 2011-12-26Common Stock (200,000 underlying)
Footnotes (2)
  • [F1]These options were exercisable as to one-third of the shares in each of December 26, 2006, December 26, 2007 and December 26, 2008. These options were cancelled and exchanged for the options referred to in footnote (2) below in connection with the issuer's option exchange offer which was completed on March 6, 2009.
  • [F2]These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 1.

Documents

1 file

Issuer

APPLIED ENERGETICS, INC.

CIK 0000879911

Entity typeother

Related Parties

1
  • filerCIK 0001373408

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 7:01 PM ET
Size
8.4 KB