Home/Filings/4/0001144204-09-013354
4//SEC Filing

WALLACE KENNETH M 4

Accession 0001144204-09-013354

CIK 0000879911other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 7:03 PM ET

Size

12.8 KB

Accession

0001144204-09-013354

Insider Transaction Report

Form 4
Period: 2009-03-06
Transactions
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2009-03-06100,0000 total
    Exercise: $9.75Exp: 2010-03-20Common Stock (100,000 underlying)
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2009-03-06120,0000 total
    Exercise: $3.84Exp: 2011-12-26Common Stock (120,000 underlying)
  • Award

    Common Stock (Right to Buy)

    2009-03-09+210,000210,000 total
    Exercise: $0.50From: 2009-03-09Exp: 2012-03-09Common Stock (210,000 underlying)
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2009-03-06200,0000 total
    Exercise: $7.20Exp: 2011-06-02Common Stock (200,000 underlying)
Footnotes (5)
  • [F1]These options were exercisable as to one-fourth of the shares in each of March 20, 2006, March 20, 2007, March 20, 2008 and March 20, 2009.
  • [F2]These options were exercisable as to one-half of the shares on each of June 2, 2007 and June 2, 2008.
  • [F3]These options were exercisable as to one-third of the shares on each of December 26, 2006, December 26, 2007 and December 26, 2008.
  • [F4]These options were cancelled and exchanged for the options referred to in footnote (5) below in connection with the issuer's option exchange offer which was completed on March 6, 2009.
  • [F5]These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 4.

Documents

1 file

Issuer

APPLIED ENERGETICS, INC.

CIK 0000879911

Entity typeother

Related Parties

1
  • filerCIK 0001356127

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 7:03 PM ET
Size
12.8 KB