Home/Filings/4/0001144204-09-013388
4//SEC Filing

FORTUNE CARTER M 4

Accession 0001144204-09-013388

CIK 0000851249other

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 6:16 AM ET

Size

8.6 KB

Accession

0001144204-09-013388

Insider Transaction Report

Form 4
Period: 2009-03-11
FORTUNE CARTER M
DirectorChairman10% Owner
Transactions
  • Purchase

    Common Stock

    2009-03-11$3.75/sh+4,000$15,0002,692,739 total(indirect: Note)
Holdings
  • Common Stock

    4,237,852
  • Common Stock

    (indirect: Note)
    1,810,525
  • Common Stock

    (indirect: Note)
    80,000
Footnotes (3)
  • [F1]As a member of a Section 13(d) Reporting Group, the Reporting Person may be deemed to be an indirect beneficial owner of the shares owned by the other member of the Control Group, John F. Fisbeck. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
  • [F2]14 West, LLC acquired 4,000 shares of the Issuer's Common Stock from one of the shareholders of the Company's Precision Employee Management, LLC subsidiary through a private sale occurring pursuant to the exercise of put sale rights held by the shareholder in relation to the acquisition of Precision Employee Management, LLC by the Company in 2007.
  • [F3]The Reporting Person shares an indirect beneficial ownership interest in 2,692,739 shares of Company Common Stock held by 14 West, LLC. 14 West, LLC holds a total of 2,692,739 shares of Company Common Stock.

Documents

1 file

Issuer

FORTUNE INDUSTRIES, INC.

CIK 0000851249

Entity typeother

Related Parties

1
  • filerCIK 0001121307

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 6:16 AM ET
Size
8.6 KB