4//SEC Filing
Grape Ulrik 4
Accession 0001144204-09-013489
CIK 0000895642other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 12:11 PM ET
Size
14.3 KB
Accession
0001144204-09-013489
Insider Transaction Report
Form 4
ENER1 INCHEV
Grape Ulrik
Executive VP
Transactions
- Award
Stock option
2009-02-17+65,000→ 380,715 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common (65,000 underlying) - Other
Stock option
2009-02-17−25,715→ 315,715 totalExercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common (60,000 underlying)
Holdings
- 142,858
Stock option
Exercise: $3.43Exp: 2015-09-29→ Common stock (142,858 underlying) - 220,000
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ Common stock (77,142 underlying) - 341,430
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ Common stock (35,715 underlying) - 14,285
Common stock
- 305,715
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common stock (85,715 underlying)
Footnotes (3)
- [F1]Performance based options that are earned when the revenues of EnerDel Inc. exceed $5.6 million in a year.
- [F2]Performance based options granted on February 17, 2009 under the 2007 Incentive Stock Plan. Options earned upon achievment of performance objectives established for the 2009 fiscal year. Options are exercisable only if they are earned.
- [F3]Performance based options granted in 2007 under the 2007 Incentive Stock Plan. Options earned upon achievment of performance objectives established for the 2008 fiscal year. Thirty percent of the 2007 grants were forfeited on February 17, 2009 and twenty percent of the grants were carried over for evaluation against objectives in 2009. Options are exercisable only if they are earned.
Documents
Issuer
ENER1 INC
CIK 0000895642
Entity typeother
Related Parties
1- filerCIK 0001354790
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 12:11 PM ET
- Size
- 14.3 KB