Xingmei Zhong 4
4 · Yongye Biotechnology International, Inc. · Filed May 12, 2009
Insider Transaction Report
Form 4
Xingmei Zhong
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001
2009-05-08$1.54/sh+909,597$1,400,779→ 7,657,704 total(indirect: by Full Alliance)
Holdings
- 6,748,107(indirect: by Full Alliance)
Common Stock, par value $0.001
Footnotes (3)
- [F1]Zhong Ximgmei is the sole director and owner of Full Alliance International Limited and has the power to direct the voting of 7,657,704 shares of Common Stock and disposition of 3,657,704 shares of Common Stock held or controlled by Full Alliance International Limited.
- [F2]Pursuant to a Make Good Escrow Agreement, dated as of April 17, 2008, by and among Yongye Biotechnology International, Inc., Full Alliance International Limited, ROTH Capital Partners, LLC, the Investors (as defined therein) and Tri-State Title Escrow LLC as the Escrow Agent, 2,000,000 shares of Common Stock held by Full Alliance International Limited have been delivered to the Escrow Agent to be held as security for the achievement by Yonge Biotechnology International, Inc. of certain net income thresholds. (Continued to footnote # 3)
- [F3](Continued from footnote # 2) Pursuant to a Make Good Escrow Agreement, dated effective as of September 5, 2008, by and among Yongye Biotechnology International, Inc., the Investors (as defined therein), Full Alliance International Limited, ROTH Capital Partners, LLC and Tri-State Title & Escrow LLC as the Escrow Agent, 2,000,000 shares of Common Stock held by Full Alliance International Limited have been delivered to the Escrow Agent to be held as security for the achievement by Yongye Biotechnology International, Inc. of certain income thresholds and restructuring goals.