Home/Filings/4/0001144204-09-025852
4//SEC Filing

Xingmei Zhong 4

Accession 0001144204-09-025852

CIK 0001398551other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 9:20 PM ET

Size

7.4 KB

Accession

0001144204-09-025852

Insider Transaction Report

Form 4
Period: 2009-05-08
Xingmei Zhong
10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.001

    2009-05-08$1.54/sh+909,597$1,400,7797,657,704 total(indirect: by Full Alliance)
Holdings
  • Common Stock, par value $0.001

    (indirect: by Full Alliance)
    6,748,107
Footnotes (3)
  • [F1]Zhong Ximgmei is the sole director and owner of Full Alliance International Limited and has the power to direct the voting of 7,657,704 shares of Common Stock and disposition of 3,657,704 shares of Common Stock held or controlled by Full Alliance International Limited.
  • [F2]Pursuant to a Make Good Escrow Agreement, dated as of April 17, 2008, by and among Yongye Biotechnology International, Inc., Full Alliance International Limited, ROTH Capital Partners, LLC, the Investors (as defined therein) and Tri-State Title Escrow LLC as the Escrow Agent, 2,000,000 shares of Common Stock held by Full Alliance International Limited have been delivered to the Escrow Agent to be held as security for the achievement by Yonge Biotechnology International, Inc. of certain net income thresholds. (Continued to footnote # 3)
  • [F3](Continued from footnote # 2) Pursuant to a Make Good Escrow Agreement, dated effective as of September 5, 2008, by and among Yongye Biotechnology International, Inc., the Investors (as defined therein), Full Alliance International Limited, ROTH Capital Partners, LLC and Tri-State Title & Escrow LLC as the Escrow Agent, 2,000,000 shares of Common Stock held by Full Alliance International Limited have been delivered to the Escrow Agent to be held as security for the achievement by Yongye Biotechnology International, Inc. of certain income thresholds and restructuring goals.

Documents

1 file

Issuer

Yongye Biotechnology International, Inc.

CIK 0001398551

Entity typeother

Related Parties

1
  • filerCIK 0001437690

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 9:20 PM ET
Size
7.4 KB