Oliveira Steven Michael 4
4 · India Globalization Capital, Inc. · Filed May 27, 2009
Insider Transaction Report
Form 4
Oliveira Steven Michael
10% Owner
Transactions
- Conversion
Common Stock, par value $0.0001 per share
2009-01-09+80,401→ 2,238,374 total(indirect: See Footnote) - Conversion
Common Stock, par value $0.0001 per share
2009-01-09+70,833→ 2,309,207 total(indirect: See Footnote) - Conversion
Warrants
2009-01-09−964,812→ 8 total(indirect: See Footnote)Exercise: $5.00From: 2008-03-07Exp: 2011-03-03→ Common Stock (964,812 underlying) - Conversion
Warrants
2009-01-09−849,996→ 4 total(indirect: See Footnote)Exercise: $5.00From: 2008-03-07Exp: 2011-03-03→ Common Stock (849,996 underlying)
Footnotes (6)
- [F1]On January 9, 2009, Steven Oliveira IRA, of which Mr. Oliveira is the Trustee, tendered a total of 964,812 warrants pursuant to the issuer's tender offer dated November 24, 2008, in exchange for 80,401 shares of common stock.
- [F2]Represents 1,957,973 shares owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, 200,000 shares owned by the Steven M. Oliveira 1998 Charitable Remainder Unitrust, of which Mr. Oliveira is Trustee, and 80,401 shares owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
- [F3]On January 9, 2009, Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, tendered a total of 849,996 warrants pursuant to the issuer's tender offer dated November 24, 2008, in exchange for 70,833 shares of common stock.
- [F4]Represents 2,028,806 shares owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, 200,000 shares owned by the Steven M. Oliveira 1998 Charitable Remainder Unitrust, of which Mr. Oliveira is Trustee, and 80,401 shares owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
- [F5]Owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
- [F6]Owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member.