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4//SEC Filing

Oliveira Steven Michael 4

Accession 0001144204-09-029683

CIK 0001326205other
View on SEC.govCompany Profile

Filed

May 26, 8:00 PM ET

Accepted

May 27, 6:10 PM ET

Size

12.3 KB

Accession

0001144204-09-029683

Insider Transaction Report

Form 4
Period: 2009-01-09
India Globalization Capital, Inc.IGC
Oliveira Steven Michael
10% Owner
Transactions
  • Conversion

    Common Stock, par value $0.0001 per share

    2009-01-09+80,401→ 2,238,374 total(indirect: See Footnote)
  • Conversion

    Common Stock, par value $0.0001 per share

    2009-01-09+70,833→ 2,309,207 total(indirect: See Footnote)
  • Conversion

    Warrants

    2009-01-09−964,812→ 8 total(indirect: See Footnote)
    Exercise: $5.00From: 2008-03-07Exp: 2011-03-03→ Common Stock (964,812 underlying)
  • Conversion

    Warrants

    2009-01-09−849,996→ 4 total(indirect: See Footnote)
    Exercise: $5.00From: 2008-03-07Exp: 2011-03-03→ Common Stock (849,996 underlying)
Footnotes (6)
  • [F1]On January 9, 2009, Steven Oliveira IRA, of which Mr. Oliveira is the Trustee, tendered a total of 964,812 warrants pursuant to the issuer's tender offer dated November 24, 2008, in exchange for 80,401 shares of common stock.
  • [F2]Represents 1,957,973 shares owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, 200,000 shares owned by the Steven M. Oliveira 1998 Charitable Remainder Unitrust, of which Mr. Oliveira is Trustee, and 80,401 shares owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
  • [F3]On January 9, 2009, Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, tendered a total of 849,996 warrants pursuant to the issuer's tender offer dated November 24, 2008, in exchange for 70,833 shares of common stock.
  • [F4]Represents 2,028,806 shares owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member, 200,000 shares owned by the Steven M. Oliveira 1998 Charitable Remainder Unitrust, of which Mr. Oliveira is Trustee, and 80,401 shares owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
  • [F5]Owned by Steven Oliveira IRA, of which Mr. Oliveira is the Trustee.
  • [F6]Owned by Oliveira Capital, LLC, of which Mr. Oliveira is the sole Managing Member.

Documents

1 file

Issuer

India Globalization Capital, Inc.

CIK 0001326205

→
Entity typeother

Related Parties

1
  • filerCIK 0001358629

Filing Metadata

Form type
4
Filed
May 26, 8:00 PM ET
Accepted
May 27, 6:10 PM ET
Size
12.3 KB
View on SEC.gov