4//SEC Filing
Fellus James Benjamin 4
Accession 0001144204-09-031202
CIK 0001094320other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 2:37 PM ET
Size
8.9 KB
Accession
0001144204-09-031202
Insider Transaction Report
Form 4
Fellus James Benjamin
10% Owner
Transactions
- Purchase
Common Stock $.01 Par Value
2009-06-03$0.32/sh+1,200$384→ 43,200 total(indirect: By IRA)
Holdings
- 1,500
Common Stock $.01 Par Value
- 4,354,817(indirect: By LLC)
Common Stock $.01 Par Value
- 121,212(indirect: By LLC)
Warrant to purchase Common Stock
Exercise: $1.20From: 2008-12-12Exp: 2013-06-12→ Common Stock, par value $0.01 per share (121,212 underlying)
Footnotes (5)
- [F1]484,848 of these shares of common stock are to be delivered pursuant to an agreement dated June 12, 2008.
- [F2]The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of the securities for the purposes of Section 16.
- [F3]These securities are owned directly by Joab Capital LLC. The Reporting Person is the Managing Director of Joab Capital LLC with voting and disposition power over its securities, and may be deemed to be the indirector beneficial owner of the securities.
- [F4]Shares are held in the Reporting Person's Self Directed 401K.
- [F5]Securities to be delivered pursuant to an agreement dated June 12, 2008.
Documents
Issuer
JESUP & LAMONT, INC.
CIK 0001094320
Entity typeother
Related Parties
1- filerCIK 0001437136
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 2:37 PM ET
- Size
- 8.9 KB