Home/Filings/4/A/0001144204-09-031815
4/A//SEC Filing

GATHRIGHT RICHARD E 4/A

Accession 0001144204-09-031815

CIK 0001024452other

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 10:50 AM ET

Size

6.1 KB

Accession

0001144204-09-031815

Insider Transaction Report

Form 4/AAmended
Period: 2009-06-08
GATHRIGHT RICHARD E
DirectorPresident & CEO
Transactions
  • Other

    Common Stock

    2009-06-08$0.23/sh+5,180$1,19135,530 total
Footnotes (2)
  • [F1]On May 5, 2009, SMF Energy Corporation (the "Company") accepted a series of Payment in Kind Agreements (the "PIK Agreements") effective as of April 27, 2009, tendered by each of the various stockholders (the "Preferred Stockholders") of the Company's Series A, B and C Convertible Preferred Stock. The PIK Agreements permit the Company to pay the cash dividends due to the Preferred Stockholders in unregistered shares of the Company's common stock (the "Shares"). In accordance with the PIK Agreements, on June 8, 2009, the reporting person was issued 5,180 Shares. The Shares were valued at $0.23 per share, the official closing price on the Nasdaq Stock Market on April 24, 2009, the trading day immediately preceding the effective date of the PIK Agreements.
  • [F2]Of the total 35,530 shares listed, 30,350 shares are held in the reporting persons IRA.

Documents

1 file

Issuer

SMF ENERGY CORP

CIK 0001024452

Entity typeother

Related Parties

1
  • filerCIK 0001208991

Filing Metadata

Form type
4/A
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 10:50 AM ET
Size
6.1 KB