Home/Filings/4/0001144204-09-035599
4//SEC Filing

Messenbaugh Laura Patricia 4

Accession 0001144204-09-035599

CIK 0001024452other

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 9:32 PM ET

Size

6.2 KB

Accession

0001144204-09-035599

Insider Transaction Report

Form 4
Period: 2009-06-29
Transactions
  • Other

    Common Stock

    2009-06-29$0.38/sh+13,416$5,09814,711 total
Footnotes (1)
  • [F1]On June 29, 2009 (the "Effective Date"), SMF Energy Corporation (the "Company") accepted a series of agreements pursuant to which it restructured its outstanding debt and equity capital (the "Recapitalization"). As part of the Recapitalization, the Company entered into Exchange Agreements (the "Exchange Agreements") with the holders of its outstanding Series A, B and C Convertible Preferred Stock (the "Preferred Stock") pursuant to which the Company exchanged all of the outstanding shares of its Preferred Stock and all accrued and unpaid dividends thereon for shares of the Company's $0.01 par value common stock (the "Shares"). In accordance with the Exchange Agreements, on the Effective Date, the reporting person was issued 13,416 Shares. The Shares were valued at $0.38 per share, which is equal to or greater than the closing bid price of the Company's common stock on the Nasdaq Capital Market on the day immediately preceding the Effective Date.

Documents

1 file

Issuer

SMF ENERGY CORP

CIK 0001024452

Entity typeother

Related Parties

1
  • filerCIK 0001414580

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 9:32 PM ET
Size
6.2 KB