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|5/AJul 23, 2:16 PM ET

Bader Bret I. 5/A

5/A · Advance Nanotech, Inc. · Filed Jul 23, 2009

Insider Transaction Report

Form 5/AAmended
Period: 2008-12-31
Advance Nanotech, Inc.AVNA.OB
Bader Bret I.
CEO
Transactions
  • Purchase

    COMMONS STOCK

    2008-10-09$0.15/sh+950$144→ 513,665 total
  • Award

    STOCK OPTION-ISO

    2008-09-04+333,000→ 333,000 total
    Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (333,000 underlying)
  • Award

    STOCK OPTION-NQSO

    2008-09-04+1,684,578→ 1,684,578 total
    Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (1,684,578 underlying)
  • Other

    COMMON STOCK

    2008-09-12$0.30/sh+460,715$138,215→ 512,715 total
Holdings

  • WARRANT

    Exercise: $0.30From: 2008-09-05Exp: 2013-09-04→ COMMON STOCK (50,000 underlying)
    50,000

  • COMMON STOCK

    52,000

  • 8% CONVERTIBLE NOTE; $25,000

    Exercise: $0.25From: 2008-09-05Exp: 2011-09-04→ COMMON STOCK (100,000 underlying)
    100,000
Footnotes (2)
  • [F1]ACQUIRED FROM THE ISSUER IN EXCHANGE FOR 138,353 SHARES OF OWLSTONE NANOTECH, INC.
  • [F2]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file
  • 5
    form5a10134_072309141636-.xml