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5/A//SEC Filing

Bader Bret I. 5/A

Accession 0001144204-09-038469

CIK 0000354699other

View on SEC.gov Company Profile

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 2:16 PM ET

Size

14.2 KB

Accession

0001144204-09-038469

Insider Transaction Report

Form 5/AAmended

Period: 2008-12-31

Advance Nanotech, Inc.AVNA.OB

CEO

Transactions

Purchase
COMMONS STOCK
2008-10-09$0.15/sh+950$144→ 513,665 total
Award
STOCK OPTION-ISO
2008-09-04+333,000→ 333,000 total
Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (333,000 underlying)
Award
STOCK OPTION-NQSO
2008-09-04+1,684,578→ 1,684,578 total
Exercise: $0.25From: 2008-09-04Exp: 2018-09-04→ COMMON STOCK (1,684,578 underlying)
Other
COMMON STOCK
2008-09-12$0.30/sh+460,715$138,215→ 512,715 total

Holdings

WARRANT
Exercise: $0.30From: 2008-09-05Exp: 2013-09-04→ COMMON STOCK (50,000 underlying)
50,000
COMMON STOCK
52,000
8% CONVERTIBLE NOTE; $25,000
Exercise: $0.25From: 2008-09-05Exp: 2011-09-04→ COMMON STOCK (100,000 underlying)
100,000

Footnotes (2)

[F1]ACQUIRED FROM THE ISSUER IN EXCHANGE FOR 138,353 SHARES OF OWLSTONE NANOTECH, INC.
[F2]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file

5
form5a10134_072309141636-.xml

Issuer

Advance Nanotech, Inc.

CIK 0000354699

Entity typeother

Related Parties

1

filerCIK 0001445063

Filing Metadata

Form type: 5/A
Filed: Jul 22, 8:00 PM ET
Accepted: Jul 23, 2:16 PM ET
Size: 14.2 KB

View on SEC.gov