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RUGG PETER 5/A

Accession 0001144204-09-038565

CIK 0000354699other
View on SEC.govCompany Profile

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 6:20 PM ET

Size

12.8 KB

Accession

0001144204-09-038565

Insider Transaction Report

Form 5/AAmended
Period: 2008-12-31
Advance Nanotech, Inc.AVNA.OB
RUGG PETER
Director
Transactions
  • Award

    COMMON STOCK

    2008-12-12$0.12/sh+100,000$12,000→ 114,783 total
  • Purchase

    COMMON STOCK

    2008-10-09$0.15/sh+1,843$280→ 14,783 total
  • Purchase

    8% CONVERTIBLE NOTE; $48,500

    2008-09-04$48500.00/sh+1$48,500→ 1 total
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04→ COMMON STOCK (194,000 underlying)
  • Purchase

    WARRANT

    2008-09-04+97,000→ 97,000 total
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04→ COMMON STOCK (97,000 underlying)
Holdings

  • COMMON STOCK

    12,940

  • STOCK OPTION

    Exercise: $3.50From: 2005-10-18Exp: 2011-10-18→ COMMON STOCK (20,000 underlying)
    20,000
Footnotes (1)
  • [F1]AMOUNT REPRESENTS ACCRUED DIRECTORS FEES WHICH WAS CAPITALIZED INTO CONVERTIBLE NOTES.

Documents

1 file

Issuer

Advance Nanotech, Inc.

CIK 0000354699

→
Entity typeother

Related Parties

1
  • filerCIK 0001343319

Filing Metadata

Form type
5/A
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:20 PM ET
Size
12.8 KB
View on SEC.gov