Advance Nanotech, Inc.·5/A

Jul 23, 6:20 PM ET

RUGG PETER 5/A

5/A · Advance Nanotech, Inc. · Filed Jul 23, 2009

Insider Transaction Report

Form 5/AAmended
Period: 2008-12-31
RUGG PETER
Director
Transactions
  • Award

    COMMON STOCK

    2008-12-12$0.12/sh+100,000$12,000114,783 total
  • Purchase

    COMMON STOCK

    2008-10-09$0.15/sh+1,843$28014,783 total
  • Purchase

    8% CONVERTIBLE NOTE; $48,500

    2008-09-04$48500.00/sh+1$48,5001 total
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04COMMON STOCK (194,000 underlying)
  • Purchase

    WARRANT

    2008-09-04+97,00097,000 total
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04COMMON STOCK (97,000 underlying)
Holdings
  • COMMON STOCK

    12,940
  • STOCK OPTION

    Exercise: $3.50From: 2005-10-18Exp: 2011-10-18COMMON STOCK (20,000 underlying)
    20,000
Footnotes (1)
  • [F1]AMOUNT REPRESENTS ACCRUED DIRECTORS FEES WHICH WAS CAPITALIZED INTO CONVERTIBLE NOTES.

Documents

1 file
  • 5
    form5a10144_072309182037-.xml