Advance Nanotech, Inc.·4

Jul 27, 10:02 AM ET

Zappulla Joseph M. 4

4 · Advance Nanotech, Inc. · Filed Jul 27, 2009

Insider Transaction Report

Form 4
Period: 2009-04-09
Transactions
  • Purchase

    COMMON STOCK

    2009-07-10$0.14/sh+11,184$1,62148,416 total(indirect: By LLC)
  • Purchase

    COMMON STOCK

    2009-04-09$0.13/sh+12,721$1,60337,232 total(indirect: BY GRANNUS FINANCIAL ADVISORS INC)
Holdings
  • COMMON STOCK

    103,000
  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-30Exp: 2013-09-30COMMON STOCK (275,000 underlying)
    275,000
  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04COMMON STOCK (162,500 underlying)
    162,500
  • 8% CONVERTIBLE NOTES; $81,250

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04COMMON STOCK (325,000 underlying)
    325,000
Footnotes (1)
  • [F1]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file
  • 4
    form424270_072709100141-.xmlPrimary