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4//SEC Filing

Zappulla Joseph M. 4

Accession 0001144204-09-038828

CIK 0000354699other
View on SEC.govCompany Profile

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 10:02 AM ET

Size

11.6 KB

Accession

0001144204-09-038828

Insider Transaction Report

Form 4
Period: 2009-04-09
Advance Nanotech, Inc.AVNA.OB
Zappulla Joseph M.
Director
Transactions
  • Purchase

    COMMON STOCK

    2009-07-10$0.14/sh+11,184$1,621→ 48,416 total(indirect: By LLC)
  • Purchase

    COMMON STOCK

    2009-04-09$0.13/sh+12,721$1,603→ 37,232 total(indirect: BY GRANNUS FINANCIAL ADVISORS INC)
Holdings

  • COMMON STOCK

    103,000

  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-30Exp: 2013-09-30→ COMMON STOCK (275,000 underlying)
    275,000

  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04→ COMMON STOCK (162,500 underlying)
    162,500

  • 8% CONVERTIBLE NOTES; $81,250

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04→ COMMON STOCK (325,000 underlying)
    325,000
Footnotes (1)
  • [F1]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file

Issuer

Advance Nanotech, Inc.

CIK 0000354699

→
Entity typeother

Related Parties

1
  • filerCIK 0001445060

Filing Metadata

Form type
4
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 10:02 AM ET
Size
11.6 KB
View on SEC.gov