Home/Filings/4/0001144204-09-040903
4//SEC Filing

OTA NAOKI 4

Accession 0001144204-09-040903

CIK 0000895642other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 3:16 PM ET

Size

10.9 KB

Accession

0001144204-09-040903

Insider Transaction Report

Form 4
Period: 2009-05-19
OTA NAOKI
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Stock option

    2009-05-1930,000430,715 total
    Exercise: $4.05From: 2010-02-17Exp: 2014-02-17Common stock (30,000 underlying)
Holdings
  • Stock option

    Exercise: $1.61From: 2007-12-21Exp: 2011-12-21common stock (121,429 underlying)
    335,715
  • Stock option

    Exercise: $4.05From: 2010-02-17Exp: 2014-02-17Common stock (65,000 underlying)
    460,715
  • Stock option

    Exercise: $2.17From: 2007-07-01Exp: 2016-10-13common stock (214,286 underlying)
    214,286
  • Stock option

    Exercise: $4.90From: 2008-12-19Exp: 2012-12-19Common stock (60,000 underlying)
    395,715
Footnotes (2)
  • [F1]Stock options granted under the 2007 Incentive Stock Plan vest ratably over three years on the anniversary date.
  • [F2]30,000 of the 65,000 performance based options granted under the 2007 Incentive Stock Plan in February 2009 were cancelled on May 19, 2009.

Issuer

ENER1 INC

CIK 0000895642

Entity typeother

Related Parties

1
  • filerCIK 0001427966

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 3:16 PM ET
Size
10.9 KB