Home/Filings/4/0001144204-09-044055
4//SEC Filing

WALDON GREGG A 4

Accession 0001144204-09-044055

CIK 0001311926other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 12:45 PM ET

Size

15.6 KB

Accession

0001144204-09-044055

Insider Transaction Report

Form 4
Period: 2009-08-13
WALDON GREGG A
SVP, CFO and Secretary
Transactions
  • Disposition to Issuer

    Stock Appreciation Right

    2009-08-13300,0000 total
    Exercise: $1.72Exp: 2011-06-02Common Stock (300,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2009-08-1337,5000 total
    Exercise: $1.71Exp: 2011-12-22Common Stock (37,500 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2009-08-13$0.40/sh250,000$100,0000 total
    Exercise: $0.52Exp: 2013-12-08Common Stock (250,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2009-08-1367,0000 total
    Exercise: $1.90Exp: 2012-10-01Common Stock (67,000 underlying)
  • Disposition to Issuer

    Common Stock

    2009-08-13$0.92/sh261,875$240,9250 total
  • Disposition to Issuer

    Stock Appreciation Right

    2009-08-1385,0000 total
    Exercise: $1.84Exp: 2012-12-03Common Stock (85,000 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to a merger agreement between the issuer, Steel Holdings, Inc. and its wholly owned subsidiary in consideration of the common stock merger consideration, and includes 202,375 restricted stock units that were accelerated and cancelled in the merger in exchange for the right to receive the common stock merger consideration price of $0.92 for each share subject to issuance upon settlement of such stock-based award.
  • [F2]This stock appreciation right was cancelled for no value in connection with the merger.
  • [F3]This stock appreciation right was accelerated and cancelled in the merger in exchange for a cash payment of $100,000, representing the difference between the exercise price of the SAR and the common stock merger consideration price of $0.92.

Documents

1 file

Issuer

SoftBrands, Inc.

CIK 0001311926

Entity typeother

Related Parties

1
  • filerCIK 0001038256

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 12:45 PM ET
Size
15.6 KB