Carbeau Thomas 4
4 · Thomas Weisel Partners Group, Inc. · Filed Sep 4, 2009
Insider Transaction Report
Form 4
Carbeau Thomas
Head Institutional Sales
Transactions
- Tax Payment
Restricted Stock Unit
2009-09-03−2,105→ 219,438 total→ Common Stock (2,105 underlying) - Sale
Common Stock
2009-09-04$4.33/sh−4,123$17,844→ 0 total - Exercise/Conversion
Restricted Stock Unit
2009-09-03−4,123→ 221,543 total→ Common Stock (4,123 underlying) - Exercise/Conversion
Common Stock
2009-09-03+4,123→ 4,123 total
Footnotes (3)
- [F1]Acquisition of Common Stock resulting from vesting and delivery of one-fourth of the Restricted Stock Units granted on August 28, 2006.
- [F2]Disposition of Restricted Stock Units resulting from vesting and delivery of one-fourth the Restricted Stock Units granted on August 28, 2006. Each Restricted Stock Unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof, in the sole discretion of the Compensation Committee.
- [F3]Disposition of Restricted Stock Units resulting from the Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the vesting and delivery of the one-fourth of Restricted Stock Units granted on August 28, 2006.