ROSENBERG GRAHAM LAWRENCE 4

4 · MDC PARTNERS INC · Filed Sep 16, 2009

Form 4

Period: 2009-08-31

Managing Director

Transactions

Award
Class A Shares
2009-08-31$6.15/sh+172,759$1,062,468→ 189,991 total
Tax Payment
Class A Shares
2009-08-31$6.15/sh−120,198$739,218→ 69,793 total
Award
Class A Shares
2009-08-31$6.03/sh+31,911$192,423→ 31,911 total
Tax Payment
Class A Shares
2009-08-31$6.03/sh−14,679$88,514→ 17,232 total
Exercise of In-Money
Stock Appreciation Rights
2009-08-31−172,759→ 0 total
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (172,759 underlying)

Holdings

Stock Options
Exercise: $8.40From: 2003-07-31Exp: 2012-04-09→ Class A Shares (47,625 underlying)
47,625
Class A Shares
(indirect: See FN)
19,128

Footnotes (7)

[F1]Owned by the spouse of the Reporting Person in an account over which the Reporting Person has trading authority.
[F2]On August 31, 2009 the Reporting Person ceased to be employed by the Issuer. As a result, a total of 31,911 shares underlying Restricted Stock Units (Class A Shares) - 18,484 granted in 2007, and 13,427 granted in 2008 - vested as Class A Shares and were settled on August 31, 2009.
[F3]The Reporting Person elected to have 14,679 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
[F4]All 172,759 of the Stock Appreciation Rights ("SARs") granted February 12, 2009 vested as Class A Shares, and were exercised on August 31, 2009 as a result of the Reporting Person ceasing to be employed by the Issuer.
[F5]104,498 Class A Shares were withheld by the Issuer to satisfy the exercise price applicable to the SARs. The Reporting Person elected to have an additional 15,700 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
[F6]Canadian dollars.
[F7]This transaction does not involve the sale or purchase of a derivative security, but rather the exercise of stock appreciation rights. As per instruction 4 of Form 4, this field has been left blank.

Documents

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