Avantair, Inc·4

Sep 28, 4:35 PM ET

DEWOLFE RICHARD B 4

4 · Avantair, Inc · Filed Sep 28, 2009

Insider Transaction Report

Form 4
Period: 2009-09-25
Transactions
  • Award

    Common Stock, par value $.0001

    2009-09-25+80,00080,000 total(indirect: By Trust)
  • Purchase

    Common Stock Warrant (right to buy)

    2009-09-25+40,00040,000 total(indirect: By Trust)
    Exercise: $4.00From: 2009-09-25Exp: 2012-06-30Common Stock (40,000 underlying)
Holdings
  • Common Stock, par value $.0001

    38,000
Footnotes (1)
  • [F1]Represents 40,000 Units purchased pursuant to a Securities Purchase Agreement, dated as of June 30, 2009,as amended. Each Unit purchased consists of two shares of Common Stock and one warrant and was sold at a price of $2.50 per Unit.

Documents

1 file
  • 4
    v161441_ex.xmlPrimary