4//SEC Filing
D'COUTO GERARD C 4
Accession 0001144204-09-052769
CIK 0001162816other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 7:57 PM ET
Size
7.7 KB
Accession
0001144204-09-052769
Insider Transaction Report
Form 4
D'COUTO GERARD C
DirectorPresident and CEO
Transactions
- Conversion
Common Stock
2009-09-28+400,000→ 400,000 total - Award
Stock options
2009-09-28$1.28/sh+2,070,000$2,649,600→ 2,070,000 totalExercise: $1.28Exp: 2019-09-28→ Common stock (2,070,000 underlying)
Footnotes (4)
- [F1]This represents the shares of common stock on a post reverse split and forward split basis received by Mr. D'Couto when the Issuer's Board of Directors required the conversion of the Series A Preferred Stock previously held by Mr. D'Couto.
- [F2]The prior issuance of 5,000,000 shares pre-split (150,000 post-split) granted to Dr. D'Couto were cancelled by the Issuer's Board of Directors.
- [F3]100% vested upon date of grant.
- [F4]The prior issuance of 3,000,000 options pre-split (90,000 post-split) issued to Dr. D'Couto were cancelled by the Issuer's Board of Directors
Documents
Issuer
NEAH POWER SYSTEMS, INC.
CIK 0001162816
Entity typeother
Related Parties
1- filerCIK 0001412303
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 7:57 PM ET
- Size
- 7.7 KB