Advance Nanotech, Inc.·4

Oct 14, 4:24 PM ET

Zappulla Joseph M. 4

4 · Advance Nanotech, Inc. · Filed Oct 14, 2009

Insider Transaction Report

Form 4
Period: 2009-10-09
Transactions
  • Purchase

    COMMON STOCK

    2009-10-09$0.08/sh+21,168$1,63869,584 total(indirect: By LLC)
Holdings
  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-30Exp: 2013-09-30COMMON STOCK (275,000 underlying)
    275,000
  • COMMON STOCK

    103,000
  • 8% CONVERTIBLE NOTES; $81,250

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04COMMON STOCK (325,000 underlying)
    325,000
  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04COMMON STOCK (162,500 underlying)
    162,500
Footnotes (1)
  • [F1]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file
  • 4
    form425914_101409162350-.xmlPrimary