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4//SEC Filing

Zappulla Joseph M. 4

Accession 0001144204-09-052894

CIK 0000354699other
View on SEC.govCompany Profile

Filed

Oct 13, 8:00 PM ET

Accepted

Oct 14, 4:24 PM ET

Size

10.0 KB

Accession

0001144204-09-052894

Insider Transaction Report

Form 4
Period: 2009-10-09
Advance Nanotech, Inc.AVNA.OB
Zappulla Joseph M.
Director
Transactions
  • Purchase

    COMMON STOCK

    2009-10-09$0.08/sh+21,168$1,638→ 69,584 total(indirect: By LLC)
Holdings

  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-30Exp: 2013-09-30→ COMMON STOCK (275,000 underlying)
    275,000

  • COMMON STOCK

    103,000

  • 8% CONVERTIBLE NOTES; $81,250

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.25From: 2008-09-04Exp: 2011-09-04→ COMMON STOCK (325,000 underlying)
    325,000

  • WARRANTS

    (indirect: BY GRANNUS FINANCIAL ADVISORS INC)
    Exercise: $0.30From: 2008-09-04Exp: 2013-09-04→ COMMON STOCK (162,500 underlying)
    162,500
Footnotes (1)
  • [F1]ACQUIRED FROM THE ISSUER IN PAYMENT OF INTEREST

Documents

1 file

Issuer

Advance Nanotech, Inc.

CIK 0000354699

→
Entity typeother

Related Parties

1
  • filerCIK 0001445060

Filing Metadata

Form type
4
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 4:24 PM ET
Size
10.0 KB
View on SEC.gov