4//SEC Filing
Avantair, Inc 4
Accession 0001144204-09-053830
CIK 0001303849operating
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 7:21 PM ET
Size
7.8 KB
Accession
0001144204-09-053830
Insider Transaction Report
Form 4
Avantair, IncAAIR
DEWOLFE RICHARD B
Director
Transactions
- Conversion
Common Stock, par value $.0001
2009-10-19+25,263→ 105,263 total(indirect: By Trust) - Conversion
Common Stock Warrant (right to buy)
2009-10-19−40,000→ 0 total(indirect: By Trust)Exercise: $4.00From: 2009-09-25Exp: 2012-06-30→ Common Stock (40,000 underlying)
Holdings
- 38,000
Common Stock, par value $.0001
Footnotes (1)
- [F1]Represents the exchange of 40,000 warrants at an exchange ratio of 0.63158 shares of Common Stock per warrant, converted pursuant to a Securities Purchase and Exchange Agreement, dated as of October 16, 2009.
Documents
Issuer
Avantair, Inc
CIK 0001303849
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001303849
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 7:21 PM ET
- Size
- 7.8 KB