FIRST SOUTH BANCORP INC /VA/ 4
4 · FIRST SOUTH BANCORP INC /VA/ · Filed Oct 23, 2009
Insider Transaction Report
Form 4
HAWKINS KRISTIE W
Controller and Treasurer
Transactions
- Discretionary Transaction
Common Stock
2009-06-29−3,314→ 7,219 total(indirect: By 401(k)) - Sale
Common Stock
2009-10-22$11.40/sh−825$9,405→ 0 total(indirect: By Limited Liability Corporation)
Holdings
- 1,912(indirect: Joint with Parent)
Common Stock
- 4,322
Common Stock
- 1,230(indirect: By Children)
Common Stock
- 13,190(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]401(k) Plan discretionary transaction involving the pledge of 3,314 shares as collateral for a loan.
- [F2]Between the date of Reporting Person's last Form 4 filing (March 11, 2009) and the date of the current filing, the following transactions changed the net indirect beneficial ownership of the Issuer's common stock held in the 401(k) Plan: a) 3,314 shares were pledged as collateral for a loan made by Reporting Person from the 401(k) Plan; b) 579 shares released from collateral from loan payments; c) 680 shares were acquired pursuant to payroll withholding contributions; d) 386 shares were acquired pursuant to dividend reinvestment; e) 56 shares acquired from excess cash in 401(k) Plan.
- [F3]Between the date of Reporting Person's last Form 4 filing (March 11, 2009) and the date of the current filing, a total of 25 shares of the Issuer's common stock were acquired via a dividend reinvestment plan.