4//SEC Filing
GLENCORE HOLDING AG 4
Accession 0001144204-09-056044
CIK 0000949157other
Filed
Nov 1, 7:00 PM ET
Accepted
Nov 2, 9:23 PM ET
Size
13.0 KB
Accession
0001144204-09-056044
Insider Transaction Report
Form 4
Glencore AG
10% Owner
Transactions
- Purchase
Common Stock
2009-10-30$8.71/sh+850,000$7,403,500→ 35,300,828 total - Conversion
Common Stock
2009-10-29+4,197,527→ 34,450,828 total - Conversion
Series A Convertible Preferred Stock
2009-10-29−41,975.27→ 91,677.76 total→ Common Stock (4,197,527 underlying)
GLENCORE INTERNATIONAL AG
10% Owner
Transactions
- Conversion
Common Stock
2009-10-29+4,197,527→ 34,450,828 total - Conversion
Series A Convertible Preferred Stock
2009-10-29−41,975.27→ 91,677.76 total→ Common Stock (4,197,527 underlying) - Purchase
Common Stock
2009-10-30$8.71/sh+850,000$7,403,500→ 35,300,828 total
GLENCORE HOLDING AG
10% Owner
Transactions
- Purchase
Common Stock
2009-10-30$8.71/sh+850,000$7,403,500→ 35,300,828 total - Conversion
Common Stock
2009-10-29+4,197,527→ 34,450,828 total - Conversion
Series A Convertible Preferred Stock
2009-10-29−41,975.27→ 91,677.76 total→ Common Stock (4,197,527 underlying)
Footnotes (4)
- [F1]Represents shares of common stock acquired upon conversion of 41,975.27 shares of Series A Convertible Preferred Stock on October 29, 2009. Each share of Series A Convertible Preferred Stock is convertible into 100 shares of common stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock.
- [F2]The shares of common stock reported in Table I and Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its controlling shareholder, Glencore Holding AG.
- [F3]Represents the acquisition of 850,000 shares in multiple separate transactions at prices ranging from $8.40 to $8.96, resulting in a weighted average purchase price of $8.7068. At the request of the Securities and Exchange Commission (SEC), the Reporting Person will provide the SEC with full information regarding the number of shares purchased at each separate price.
- [F4]Each share of Series A Convertible Preferred Stock is convertible into 100 shares of the Issuer's common stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
Documents
Issuer
CENTURY ALUMINUM CO
CIK 0000949157
Entity typeother
IncorporatedSwitzerland
Related Parties
1- filerCIK 0001284715
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 7:00 PM ET
- Accepted
- Nov 2, 9:23 PM ET
- Size
- 13.0 KB