Swartzman Gavin 4
4 · MDC PARTNERS INC · Filed Nov 5, 2009
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Purchase
Class A Shares
2009-11-04$8.57/sh+2,000$17,140→ 96,439 total
Holdings
- 94,439
Class A Shares
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying)
Footnotes (2)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer, a portion of which are subject to achievement by the Issuer of financial performance targets.
- [F2]SAR's granted February 12, 2009, vest 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date, and 34% on the third anniversary of the grant date, and expire on February 12, 2014. These SAR's may be settled in cash or stock, at the discretion of the Issuer.