Gatton David 4
4 · Harbin Electric, Inc · Filed Nov 13, 2009
Insider Transaction Report
Form 4
Gatton David
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.00001
2009-11-11$3.10/sh+20,000$62,000→ 17,008 total - Sale
Common Stock, par value $0.00001
2009-11-13$20.16/sh−10,000$201,600→ 28,268 total - Sale
Common Stock, par value $0.00001
2009-11-13$20.13/sh−13,000$261,690→ 15,268 total(indirect: By Spouse) - Exercise/Conversion
Option to Purchase Common Stock, par value $0.00001
2009-11-11−45,000→ 0 totalExercise: $3.10Exp: 2010-01-31→ Common Stock (45,000 underlying) - Exercise/Conversion
Common Stock, par value $0.00001
2009-11-11$3.10/sh+25,000$77,500→ 38,268 total(indirect: By Spouse)
Footnotes (2)
- [F1]During the fiscal year ended December 31, 2005, Mr. David Gatton received a stock option award of 50,000 shares at an exercise price of $3.10 per share, of which 25,000 are held by Mr. Gatton's wife, Jillian F. McNamara. These options have all vested and been exercised.
- [F2]Mr. Gatton and his wife received 45,000 shares of common stock for the cashless exercise of their options out of which they surrendered 6,732 shares of common stock.