4//SEC Filing
Gatton David 4
Accession 0001144204-09-059126
CIK 0001266719other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 7:17 PM ET
Size
11.8 KB
Accession
0001144204-09-059126
Insider Transaction Report
Form 4
Gatton David
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.00001
2009-11-11$3.10/sh+20,000$62,000→ 17,008 total - Sale
Common Stock, par value $0.00001
2009-11-13$20.16/sh−10,000$201,600→ 28,268 total - Sale
Common Stock, par value $0.00001
2009-11-13$20.13/sh−13,000$261,690→ 15,268 total(indirect: By Spouse) - Exercise/Conversion
Option to Purchase Common Stock, par value $0.00001
2009-11-11−45,000→ 0 totalExercise: $3.10Exp: 2010-01-31→ Common Stock (45,000 underlying) - Exercise/Conversion
Common Stock, par value $0.00001
2009-11-11$3.10/sh+25,000$77,500→ 38,268 total(indirect: By Spouse)
Footnotes (2)
- [F1]During the fiscal year ended December 31, 2005, Mr. David Gatton received a stock option award of 50,000 shares at an exercise price of $3.10 per share, of which 25,000 are held by Mr. Gatton's wife, Jillian F. McNamara. These options have all vested and been exercised.
- [F2]Mr. Gatton and his wife received 45,000 shares of common stock for the cashless exercise of their options out of which they surrendered 6,732 shares of common stock.
Documents
Issuer
Harbin Electric, Inc
CIK 0001266719
Entity typeother
Related Parties
1- filerCIK 0001320181
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 7:17 PM ET
- Size
- 11.8 KB