Waye Thom 4
4 · BERLINER COMMUNICATIONS INC · Filed Jan 6, 2010
Insider Transaction Report
Form 4
BERLINER COMMUNICATIONS INCBERL.OB
Waye Thom
10% Owner
Transactions
- Award
Common Stock
2010-01-04+29,166→ 6,788,858 total(indirect: See Footnote)
Footnotes (2)
- [F1]Acquired from Issuer in payment of directors' fees.
- [F2]Of these securities, (i) 25,000 shares are owned directly by Mr. Waye, (ii) 103,656 shares are owned directly by Sigma Capital Advisors, LLC ("Sigma Advisors"), of which Mr. Waye is the Manager, (iii) 2,170,407 shares are owned directly by Sigma Berliner, LLC ("Sigma Berliner"), of which Sigma Advisors is the managing member and (iv) 4,489,795 shares are owned directly by Sigma Opportunity Fund, LLC ("Sigma Fund"), of which Sigma Advisors is the managing member. Mr. Waye disclaims beneficial ownership of the shares owned by Sigma Advisors, Sigma Berliner and Sigma Fund except to the extent of his pecuniary interest therein.