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4//SEC Filing

OBRIEN MICHAEL R 4

Accession 0001144204-10-005165

CIK 0001331301other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:49 PM ET

Size

19.5 KB

Accession

0001144204-10-005165

Insider Transaction Report

Form 4
Period: 2010-02-01
SMART BALANCE, INC.SMBL
OBRIEN MICHAEL R
Director
Transactions
  • Purchase

    Common Stock

    2010-02-01$5.57/sh+3,000$16,710→ 4,000 total(indirect: By Trust)
  • Sale

    Common Stock

    2010-02-02$5.49/sh−3,000$16,470→ 1,000 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By Trust)
    23,600

  • Common Stock

    (indirect: Held by Shorecrest Investment Fund.)
    20,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    (indirect: By Trust)
    24,000

  • Common Stock

    (indirect: By Trust)
    20,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    (indirect: By IRA)
    5,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    39,878

  • Common Stock

    (indirect: By Trust)
    7,000

  • Common Stock

    (indirect: Held by Shorecrest Investment Fund.)
    3,000

  • Common Stock

    (indirect: By Trust)
    3,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    (indirect: Held by Aragon Trading Company, L.P.)
    27,396

  • Common Stock

    (indirect: Held by Bayway Investment Fund.)
    54,600

  • Common Stock

    (indirect: By Trust)
    6,000
Footnotes (6)
  • [F1]Mr. O'Brien disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
  • [F2]Mr. O'Brien has sole voting and investment power over these shares.
  • [F3]Mr. O'Brien is the trustee of Hawkeye Irrevocable Trust, of which his wife, Dianne C. O'Brien, is beneficiary. Mr. O'Brien has sole voting and investment control over the shares held by the trust.
  • [F4]Mr. O'Brien is the beneficiary of Jayhawk Irrevocable Trust and has investment control over the shares held by the trust.
  • [F5]A charitable remainder trust established for the benefit of Mr. O'Brien's son, Shannon P. O'Brien.
  • [F6]A charitable remainder trust established for the benefit of Mr. O'Brien's daughter, Megan E. O'Brien.

Documents

1 file

Issuer

SMART BALANCE, INC.

CIK 0001331301

→
Entity typeother

Related Parties

1
  • filerCIK 0001268935

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:49 PM ET
Size
19.5 KB
View on SEC.gov