OBRIEN MICHAEL R 4
4 · SMART BALANCE, INC. · Filed Feb 3, 2010
Insider Transaction Report
Form 4
OBRIEN MICHAEL R
Director
Transactions
- Purchase
Common Stock
2010-02-01$5.57/sh+3,000$16,710→ 4,000 total(indirect: By Trust) - Sale
Common Stock
2010-02-02$5.49/sh−3,000$16,470→ 1,000 total(indirect: By Trust)
Holdings
- 23,600(indirect: By Trust)
Common Stock
- 20,000(indirect: Held by Shorecrest Investment Fund.)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 24,000(indirect: By Trust)
Common Stock
- 20,000(indirect: By Trust)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 39,878
Common Stock
- 7,000(indirect: By Trust)
Common Stock
- 3,000(indirect: Held by Shorecrest Investment Fund.)
Common Stock
- 3,000(indirect: By Trust)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 27,396(indirect: Held by Aragon Trading Company, L.P.)
Common Stock
- 54,600(indirect: Held by Bayway Investment Fund.)
Common Stock
- 6,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Mr. O'Brien disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
- [F2]Mr. O'Brien has sole voting and investment power over these shares.
- [F3]Mr. O'Brien is the trustee of Hawkeye Irrevocable Trust, of which his wife, Dianne C. O'Brien, is beneficiary. Mr. O'Brien has sole voting and investment control over the shares held by the trust.
- [F4]Mr. O'Brien is the beneficiary of Jayhawk Irrevocable Trust and has investment control over the shares held by the trust.
- [F5]A charitable remainder trust established for the benefit of Mr. O'Brien's son, Shannon P. O'Brien.
- [F6]A charitable remainder trust established for the benefit of Mr. O'Brien's daughter, Megan E. O'Brien.