4//SEC Filing
DIAMOND RICHARD J 4
Accession 0001144204-10-005212
CIK 0001298095other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:44 PM ET
Size
9.0 KB
Accession
0001144204-10-005212
Insider Transaction Report
Form 4
DIAMOND RICHARD J
Director
Transactions
- Other
Common Stock Purchase Warrants
2009-09-30+1,380,314→ 6,746,980 total(indirect: See Footnote)Exercise: $0.20From: 2009-09-30Exp: 2019-09-30→ Common Stock (1,380,314 underlying) - Other
Common Stock Options
2009-12-31+500,000→ 7,246,980 totalExercise: $0.35Exp: 2014-12-31→ Common Stock (500,000 underlying)
Footnotes (3)
- [F1]On September 30, 2009, Midtown Partners & Co., LLC received warrants to purchase 1,380,314 shares of common stock. Mr. Diamond's spouse, Deecembra Diamond, owns 36% of Apogee Financial Investments, Inc., which owns 100% of Midtown Partners & Co., LLC, a FINRA licensed broker-dealer. Mr. Diamond specifically disclaims beneficial ownership of these shares except to the extent of his pecuniary interests therein.
- [F2]Includes 1,200,000 shares of common stock held by Mr. Diamond's spouse and an additional 4,166,666 common stock purchase warrants owned by Midtown Partners & Co., LLC. Mr. Diamond's spouse, Deecembra Diamond, owns 36% of Apogee Financial Investments, Inc., which owns 100% of Midtown Partners & Co., LLC, a FINRA licensed broker-dealer. Mr. Diamond specifically disclaims beneficial ownership of these shares except to the extent of his pecuniary interests therein.
- [F3]The Option is exercisable in four (4) equal annual installments of twenty five (25%) of the shares covered by the option, the first installment to be exercisable on the first anniversary of the date of the option, with an additional twenty five percent (25%) of such shares becoming exercisable on each of the three (3) successive anniversary dates.
Documents
Issuer
OMNIRELIANT HOLDINGS, INC.
CIK 0001298095
Entity typeother
Related Parties
1- filerCIK 0001158276
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 6:44 PM ET
- Size
- 9.0 KB