Home/Filings/4/0001144204-10-006514
4//SEC Filing

Gassenheimer Charles 4

Accession 0001144204-10-006514

CIK 0000895642other

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:17 PM ET

Size

11.9 KB

Accession

0001144204-10-006514

Insider Transaction Report

Form 4
Period: 2010-02-08
Transactions
  • Disposition to Issuer

    stock option

    2010-02-0860,000554,287 total
    Exercise: $6.55From: 2010-05-19Exp: 2014-05-19common stock (140,000 underlying)
  • Award

    Restricted common stock

    2010-02-08+30,000335,714 total
Holdings
  • Common stock

    305,714
  • stock option

    Exercise: $4.90From: 2007-12-19Exp: 2012-12-19common stock (142,858 underlying)
    214,287
  • stock option

    Exercise: $4.05From: 2009-02-17Exp: 2014-02-17common stock (200,000 underlying)
    414,287
  • warrant

    Exercise: $2.10From: 2007-01-05Exp: 2012-01-05common stock (71,429 underlying)
    71,429
Footnotes (2)
  • [F1]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
  • [F2]Performance based options. The performance milestones related to the May 19, 2009 stock options were evaluated on February 8, 2010, and 140,000 options were determined to be earned and 60,000 options were forfeited. Stock options vest May 19, 2010

Issuer

ENER1 INC

CIK 0000895642

Entity typeother

Related Parties

1
  • filerCIK 0001351384

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:17 PM ET
Size
11.9 KB