Gassenheimer Charles 4
4 · ENER1 INC · Filed Feb 10, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
Gassenheimer Charles
DirectorCEO
Transactions
- Disposition to Issuer
stock option
2010-02-08−60,000→ 554,287 totalExercise: $6.55From: 2010-05-19Exp: 2014-05-19→ common stock (140,000 underlying) - Award
Restricted common stock
2010-02-08+30,000→ 335,714 total
Holdings
- 305,714
Common stock
- 214,287
stock option
Exercise: $4.90From: 2007-12-19Exp: 2012-12-19→ common stock (142,858 underlying) - 414,287
stock option
Exercise: $4.05From: 2009-02-17Exp: 2014-02-17→ common stock (200,000 underlying) - 71,429
warrant
Exercise: $2.10From: 2007-01-05Exp: 2012-01-05→ common stock (71,429 underlying)
Footnotes (2)
- [F1]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
- [F2]Performance based options. The performance milestones related to the May 19, 2009 stock options were evaluated on February 8, 2010, and 140,000 options were determined to be earned and 60,000 options were forfeited. Stock options vest May 19, 2010