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4/A//SEC Filing

HERLIHY GERARD ANTHONY 4/A

Accession 0001144204-10-006533

CIK 0000895642other

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:35 PM ET

Size

10.9 KB

Accession

0001144204-10-006533

Insider Transaction Report

Form 4/AAmended
Period: 2010-02-08
HERLIHY GERARD ANTHONY
Chief Financial Officer
Transactions
  • Award

    Restricted common stock

    2010-02-08+5,00047,857 total
  • Disposition to Issuer

    Stock option

    2010-02-0810,500131,643 total
    Exercise: $4.05From: 2010-02-17Exp: 2014-02-17common stock (24,500 underlying)
Holdings
  • Stock option

    Exercise: $4.19From: 2008-12-19Exp: 2012-12-19common stock (71,429 underlying)
    71,429
  • Common stock

    42,857
  • Stock option

    Exercise: $2.17From: 2009-10-16Exp: 2016-10-16common stock (35,714 underlying)
    107,143
Footnotes (3)
  • [F1]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
  • [F2]Incentive stock option vests one third on each annual anniversary date.
  • [F3]Performance based option. The performance milestones related to the stock options were evaluated on February 8, 2010, and 24,500 options were determined to be earned and 10,500 options were forfeited. The options vest on February 17, 2010.

Issuer

ENER1 INC

CIK 0000895642

Entity typeother

Related Parties

1
  • filerCIK 0001312038

Filing Metadata

Form type
4/A
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:35 PM ET
Size
10.9 KB