HERLIHY GERARD ANTHONY 4/A
4/A · ENER1 INC · Filed Feb 10, 2010
Insider Transaction Report
Form 4/AAmended
ENER1 INCHEV
HERLIHY GERARD ANTHONY
Chief Financial Officer
Transactions
- Award
Restricted common stock
2010-02-08+5,000→ 47,857 total - Disposition to Issuer
Stock option
2010-02-08−10,500→ 131,643 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying)
Holdings
- 71,429
Stock option
Exercise: $4.19From: 2008-12-19Exp: 2012-12-19→ common stock (71,429 underlying) - 42,857
Common stock
- 107,143
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,714 underlying)
Footnotes (3)
- [F1]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
- [F2]Incentive stock option vests one third on each annual anniversary date.
- [F3]Performance based option. The performance milestones related to the stock options were evaluated on February 8, 2010, and 24,500 options were determined to be earned and 10,500 options were forfeited. The options vest on February 17, 2010.