Grape Ulrik 4
4 · ENER1 INC · Filed Feb 12, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
Grape Ulrik
Executive VP
Transactions
- Award
Restricted common stock
2010-02-08+7,500→ 7,500 total - Disposition to Issuer
Stock option
2010-02-08−10,500→ 340,215 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying)
Holdings
- 142,858
Stock option
Exercise: $3.43Exp: 2015-09-29→ common stock (142,858 underlying) - 220,000
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (77,142 underlying) - 280,000
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ common stock (60,000 underlying) - 315,715
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,715 underlying)
Footnotes (4)
- [F1]Performance based options that are earned when the revenues of EnerDel exceed $5.6 million in a year.
- [F2]Incentive stock option granted under the 2007 Incentive Stock Plan vests one third on each annual anniversary date.
- [F3]Performance based option. The performance milestones related to the stock options were evaluated on February 8, 2010, and 24,500 options were determined to be earned and 10,500 options were forfeited. The options vest on February 17, 2010.
- [F4]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.