Swartzman Gavin 4
4 · MDC PARTNERS INC · Filed Feb 17, 2010
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Award
RSUs (Class A Shares)
2010-02-12+13,859→ 110,298 total
Holdings
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying) - 96,439
Class A Shares
Footnotes (3)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer, a portion of which are subject to achievement by the Issuer of financial performance targets.
- [F2]All 13,859 Restricted Stock Units (Class A Shares) ("RSUs") of the Issuer awarded on February 12, 2010 will vest on February 12, 2013, subject to accelerated vesting in 2011 and / or 2012, if the Issuer achieves specified financial performance targets in 2011 and 2012, subject to the Reporting Person's continued employment.
- [F3]Stock Appreciation Rights ("SARs") granted February 12, 2009, vest 33% on the first anniversary of the grant date, 33% on the second anniversary of the grant date, and 34% on the third anniversary of the grant date, and expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.