4/A//SEC Filing
Grape Ulrik 4/A
Accession 0001144204-10-011423
CIK 0000895642other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 11:17 AM ET
Size
14.1 KB
Accession
0001144204-10-011423
Insider Transaction Report
Form 4/AAmended
ENER1 INCHEV
Grape Ulrik
Executive VP
Transactions
- Award
Restricted common stock
2010-02-08+7,500→ 7,500 total - Disposition to Issuer
Stock option
2009-11-10−17,143→ 298,573 totalExercise: $4.90From: 2008-12-19Exp: 2012-12-19→ common stock (42,857 underlying) - Disposition to Issuer
Stock option
2010-02-08−10,500→ 323,073 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying)
Holdings
- 142,858
Stock option
Exercise: $3.43Exp: 2015-09-29→ common stock (142,858 underlying) - 220,001
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (77,143 underlying) - 255,716
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,715 underlying)
Footnotes (5)
- [F1]Performance based options that are earned when the revenues of EnerDel exceed $5.6 million in a year.
- [F2]Incentive stock option granted under the 2007 Incentive Stock Plan vests one third on each annual anniversary date.
- [F3]Performance based option. The performance milestones related to the stock options were evaluated on November 10, 2009, and 17,143 options were forfeited. The options vest ratably one third on each annual anniversary date.
- [F4]Performance based option. The performance milestones related to the stock options were evaluated on February 8, 2010, and 24,500 options were determined to be earned and 10,500 options were forfeited. The options vest on February 17, 2010.
- [F5]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
Documents
Issuer
ENER1 INC
CIK 0000895642
Entity typeother
Related Parties
1- filerCIK 0001354790
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 11:17 AM ET
- Size
- 14.1 KB