HIRST GARY T 4
4 · Gerova Financial Group Ltd · Filed Mar 5, 2010
Insider Transaction Report
Form 4
HIRST GARY T
DirectorPresident
Transactions
- Purchase
Ordinary Shares, par value $.0001 per share
2010-03-04$5.57/sh+400$2,228→ 125,400 total - Other
Warrants (right to buy)
2010-03-04+290,000→ 290,000 total(indirect: ICA)Exercise: $7.50From: 2010-01-20Exp: 2012-01-16→ Ordinary Shares (290,000 underlying)
Holdings
- 500,000(indirect: By Allius Ltd.)
Ordinary Shares, par value $.0001 per share
- 58,600(indirect: By ICA)
Ordinary Shares, par value $.0001 per share
Footnotes (4)
- [F1]Represents an open market purchase of ordinary shares of the Issuer by the Reporting Person.
- [F2]Includes ordinary shares of the Issuer indirectly owned by the Reporting Person through his 50% beneficial interest in Allius Ltd.
- [F3]Includes ordinary shares of the Issuer owned by ICA, of which the Reporting Person is a Director. The Reporting Person disclaims beneficial ownership of the ordinary shares owned by ICA.
- [F4]Includes warrants of the Issuer of which ICA has voting, investment and dispositive power with respect thereto. The Reporting Person disclaims beneficial ownership of the warrants controlled by ICA.