4//SEC Filing
HIRST GARY T 4
Accession 0001144204-10-011738
CIK 0001407437other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 2:05 PM ET
Size
9.4 KB
Accession
0001144204-10-011738
Insider Transaction Report
Form 4
HIRST GARY T
DirectorPresident
Transactions
- Purchase
Ordinary Shares, par value $.0001 per share
2010-03-04$5.57/sh+400$2,228→ 125,400 total - Other
Warrants (right to buy)
2010-03-04+290,000→ 290,000 total(indirect: ICA)Exercise: $7.50From: 2010-01-20Exp: 2012-01-16→ Ordinary Shares (290,000 underlying)
Holdings
- 500,000(indirect: By Allius Ltd.)
Ordinary Shares, par value $.0001 per share
- 58,600(indirect: By ICA)
Ordinary Shares, par value $.0001 per share
Footnotes (4)
- [F1]Represents an open market purchase of ordinary shares of the Issuer by the Reporting Person.
- [F2]Includes ordinary shares of the Issuer indirectly owned by the Reporting Person through his 50% beneficial interest in Allius Ltd.
- [F3]Includes ordinary shares of the Issuer owned by ICA, of which the Reporting Person is a Director. The Reporting Person disclaims beneficial ownership of the ordinary shares owned by ICA.
- [F4]Includes warrants of the Issuer of which ICA has voting, investment and dispositive power with respect thereto. The Reporting Person disclaims beneficial ownership of the warrants controlled by ICA.
Documents
Issuer
Gerova Financial Group Ltd
CIK 0001407437
Entity typeother
Related Parties
1- filerCIK 0001421849
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 2:05 PM ET
- Size
- 9.4 KB