MARSHALL MANLEY 4
4 · Gerova Financial Group Ltd · Filed Mar 11, 2010
Insider Transaction Report
Form 4
MARSHALL MANLEY
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Ordinary Shares, par value $.0001 per share
2010-03-10$5.20/sh+1,000$5,200→ 1,000 total(indirect: By Chasen Manley) - Purchase
Ordinary Shares, par value $.0001 per share
2010-03-10$5.21/sh+100$521→ 1,100 total(indirect: By Chasen Manley)
Holdings
- 5,333,333(indirect: By LLC)
Ordinary Shares, par value $.0001 per share
Footnotes (3)
- [F1]Represents an open market purchase of ordinary shares of the Issuer.
- [F2]The Reporting Person has voting, dispositive and investment powers over the ordinary shares of the Issuer owned by the Reporting Person's son.
- [F3]Represents ordinary shares of the Issuer issued to Marseilles Capital LLC ("Marseilles") at a per share purchase price equal to $3.75 pursuant to a Stock Purchase Agreement dated as of January 1, 2010. Mr. Marshall Manley, Manager and Member of Marseilles, has voting, dispositive and investment powers over the ordinary shares of the Issuer owned by Marseilles.