5//SEC Filing
DEJAGER JOHAN LEON WILLY GASTON 5
Accession 0001144204-10-017327
CIK 0001084384other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 3:10 PM ET
Size
21.8 KB
Accession
0001144204-10-017327
Insider Transaction Report
Form 5
DEJAGER JOHAN LEON WILLY GASTON
Director10% Owner
Transactions
- Award
Warrant
2009-10-30+56,349→ 56,349 total(indirect: See Footnote)Exercise: $1.00From: 2009-10-30Exp: 2014-10-30→ Common Stock (56,349 underlying) - Award
Common Stock, no par value
2009-06-30+7,280→ 123,256 total(indirect: See Footnote) - Award
Warrant
2009-03-18+38,626→ 38,626 total(indirect: See Footnote)Exercise: $1.05From: 2009-03-18Exp: 2013-08-18→ Common Stock (38,626 underlying) - Award
Warrant
2009-03-18+19,313→ 19,313 total(indirect: See Footnote)Exercise: $1.47From: 2009-03-18Exp: 2013-08-18→ Common Stock (19,313 underlying) - Award
Warrant
2009-10-30+94,640→ 94,640 total(indirect: See Footnote)Exercise: $1.00From: 2009-10-30Exp: 2014-10-30→ Common Stock (94,640 underlying) - Award
Warrant
2009-03-18+38,626→ 38,626 total(indirect: See Footnote)Exercise: $1.26From: 2009-03-18Exp: 2013-08-18→ Common Stock (38,626 underlying) - Award
Warrant
2009-07-31+291,120→ 291,120 total(indirect: See Footnote)Exercise: $1.00From: 2009-07-31Exp: 2014-07-31→ Common Stock (291,120 underlying)
Holdings
- 1,626,515
Common Stock, no par value
- 1,021,163(indirect: See Footnote)
Common Stock, no par value
Footnotes (10)
- [F1]Reporting person purchased 1,007,467 shares of common stock of the issuer on December 28, 2006 and was issued the shares on June 11, 2008. These shares of restricted common stock were granted to Reporting Person as employment compensation and as part of a private placement offering of the units consisting of common stock and warrants to purchase common stock.
- [F10]Amounts reflect Reporting Person's pecuniary interest only.
- [F2]Includes shares held by such entity only to the extent in which Reporting person has a pecuniary interest.
- [F3]These shares are held by Quercus Aimer Trust Investments SA ("QAT") and Reporting Person is the beneficial owner of 7.28% of QAT.
- [F4]These shares are held by Rising Water Capital A.G. ("RWC") and Reporting Person is the beneficial owner of 3.73% of RWC.
- [F5]Includes 12,624 warrants issued to RWC at no cost and 26,002 warrants issued to QAT at no cost.
- [F6]Includes 6,312 warrants issued to RWC at no cost and 13,001 warrants issued to QAT at no cost.
- [F7]These Warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on July 31, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
- [F8]These Warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on October 30, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
- [F9]These warrants were issued at no cost to Quercus Management Group, NV ("QMG"). QMG is a wholly owned subsidiary of QAT and received these warrants for services rendered in connection with a private placement offering of the Issuer.
Documents
Issuer
ELEPHANT TALK COMMUNICATIONS INC
CIK 0001084384
Entity typeother
Related Parties
1- filerCIK 0001379190
Filing Metadata
- Form type
- 5
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 3:10 PM ET
- Size
- 21.8 KB