Home/Filings/5/0001144204-10-017337
5//SEC Filing

Nije Mark 5

Accession 0001144204-10-017337

CIK 0001084384other

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 3:14 PM ET

Size

19.9 KB

Accession

0001144204-10-017337

Insider Transaction Report

Form 5
Period: 2009-12-31
Nije Mark
Chief Financial Officer
Transactions
  • Award

    Common stock, no par value per share

    2009-06-30+100,000100,000 total(indirect: Please see footnote)
  • Award

    Warrant

    2009-07-31+12,80012,800 total(indirect: Please see footnote)
    Exercise: $1.00From: 2009-07-31Exp: 2014-07-31Common Stock (12,800 underlying)
  • Award

    Warrant

    2009-10-30+4,1604,160 total(indirect: Please see footnote)
    Exercise: $1.00From: 2009-10-30Exp: 2014-10-30Common Stock (4,160 underlying)
  • Award

    Warrant

    2009-10-30+2,4772,477 total(indirect: Please see footnote)
    Exercise: $1.00From: 2009-10-30Exp: 2014-10-30Common Stock (2,477 underlying)
Holdings
  • Warrant

    (indirect: Please see footnote)
    Exercise: $1.47From: 2008-08-18Exp: 2013-08-18Common Stock
    571
  • Common stock, no par value per share

    384,912
  • Warrant

    (indirect: Please see footnote)
    Exercise: $1.05From: 2008-08-18Exp: 2013-08-18Common Stock
    1,143
  • Common stock, no par value per share

    (indirect: Please see footnote)
    5,419
  • Common stock, no par value per share

    (indirect: Please see footnote)
    44,866
  • Warrant

    (indirect: Please see footnote)
    Exercise: $1.26From: 2008-08-18Exp: 2013-08-18Common Stock
    1,143
Footnotes (10)
  • [F1]The shares of common stock were granted as employment compensation.
  • [F10]All amounts reflect Reporting Person's pecuniary interest only.
  • [F2]The shares of common stock were granted to LMI Europe BV, of which Mr. Nije has 100% ownership.
  • [F3]Includes shares held by such entity only to the extent in which the reporting person has a pecuniary interest therein.
  • [F4]These shares are held by QAT Investments SA ("QAT"), an entity in which Reporting Person holds a 0.32% ownership interest.
  • [F5]The shares were held by Rising Water Capital, AG, an entity in which Reporting Person holds a 0.16% ownership interest.
  • [F6]Includes warrants issued at no cost to QAT.
  • [F7]These warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on July 31, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
  • [F8]These warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on October 30, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
  • [F9]These warrants were issued at no cost to QMG, a wholly owned subsidiary of QAT. QMG received these warrants for services rendered in connection with a private placement offering of the Issuer.

Documents

1 file

Issuer

ELEPHANT TALK COMMUNICATIONS INC

CIK 0001084384

Entity typeother

Related Parties

1
  • filerCIK 0001448919

Filing Metadata

Form type
5
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 3:14 PM ET
Size
19.9 KB