Nije Mark 5
5 · ELEPHANT TALK COMMUNICATIONS INC · Filed Mar 31, 2010
Insider Transaction Report
Form 5
Nije Mark
Chief Financial Officer
Transactions
- Award
Common stock, no par value per share
2009-06-30+100,000→ 100,000 total(indirect: Please see footnote) - Award
Warrant
2009-07-31+12,800→ 12,800 total(indirect: Please see footnote)Exercise: $1.00From: 2009-07-31Exp: 2014-07-31→ Common Stock (12,800 underlying) - Award
Warrant
2009-10-30+4,160→ 4,160 total(indirect: Please see footnote)Exercise: $1.00From: 2009-10-30Exp: 2014-10-30→ Common Stock (4,160 underlying) - Award
Warrant
2009-10-30+2,477→ 2,477 total(indirect: Please see footnote)Exercise: $1.00From: 2009-10-30Exp: 2014-10-30→ Common Stock (2,477 underlying)
Holdings
- 571(indirect: Please see footnote)
Warrant
Exercise: $1.47From: 2008-08-18Exp: 2013-08-18→ Common Stock - 384,912
Common stock, no par value per share
- 1,143(indirect: Please see footnote)
Warrant
Exercise: $1.05From: 2008-08-18Exp: 2013-08-18→ Common Stock - 5,419(indirect: Please see footnote)
Common stock, no par value per share
- 44,866(indirect: Please see footnote)
Common stock, no par value per share
- 1,143(indirect: Please see footnote)
Warrant
Exercise: $1.26From: 2008-08-18Exp: 2013-08-18→ Common Stock
Footnotes (10)
- [F1]The shares of common stock were granted as employment compensation.
- [F10]All amounts reflect Reporting Person's pecuniary interest only.
- [F2]The shares of common stock were granted to LMI Europe BV, of which Mr. Nije has 100% ownership.
- [F3]Includes shares held by such entity only to the extent in which the reporting person has a pecuniary interest therein.
- [F4]These shares are held by QAT Investments SA ("QAT"), an entity in which Reporting Person holds a 0.32% ownership interest.
- [F5]The shares were held by Rising Water Capital, AG, an entity in which Reporting Person holds a 0.16% ownership interest.
- [F6]Includes warrants issued at no cost to QAT.
- [F7]These warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on July 31, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
- [F8]These warrants were issued at no cost to QAT as part of the private placement offering of the Issuer that closed on October 30, 2009 pursuant to which QAT converted certain loans owed by the Issuer to QAT into the private placement.
- [F9]These warrants were issued at no cost to QMG, a wholly owned subsidiary of QAT. QMG received these warrants for services rendered in connection with a private placement offering of the Issuer.