4//SEC Filing
Li Yong 4
Accession 0001144204-10-018159
CIK 0001120096other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 7:10 PM ET
Size
19.8 KB
Accession
0001144204-10-018159
Insider Transaction Report
Form 4
Li Yong
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.001
2009-10-29$0.19/sh+2,631,579$500,000→ 3,947,368 total(indirect: By LLC) - Exercise/Conversion
Common Stock, par value $0.001
2009-10-29$0.19/sh+1,315,789$250,000→ 1,315,789 total(indirect: By LLC) - Exercise/Conversion
Common Stock, par value $0.001
2010-03-05$0.19/sh+2,807,018$533,333→ 6,754,386 total(indirect: By LLC) - Exercise/Conversion
10% Senior Secured Convertible Note due June 30, 2012
2010-03-05(indirect: By LLC)Exercise: $0.19From: 2009-07-01Exp: 2012-06-30→ Common Stock (2,807,018 underlying) - Exercise/Conversion
Common Stock, par value $0.001
2010-03-05$0.19/sh+8,421,053$1,600,000→ 15,175,439 total(indirect: By LLC) - Exercise/Conversion
10% Senior Secured Convertible Note due June 30, 2012
2009-10-29(indirect: By LLC)Exercise: $0.19From: 2009-07-01Exp: 2012-06-30→ Common Stock (1,315,789 underlying)
Footnotes (3)
- [F1]These shares of common stock are owned by Investwide LLC. Mr. Li is the managing partner of Investwide LLC and has the sole voting and dispositive power over the shares of common stock held by Investwide LLC.
- [F2]These shares of common stock are owned by Investwide Capital LLC. Mr. Li is the managing partner of Investwide Capital LLC and has the sole voting and dispositive power over the shares of common stock held by Investwide Capital LLC.
- [F3]The 10% Senior Secured Convertible Notes due June 30, 2012 (the "Notes"), were acquired from the Company in a private placement. The Notes bear interest at 10% per annum and mature in three year. The holders of the Notes have the right at any time to convert all or part of the outstanding principal amount of the Notes and any accrued and unpaid interest into common shares of the Company at the conversion price, initially set at $0.19 per share.
Documents
Issuer
Sino Clean Energy Inc
CIK 0001120096
Entity typeother
Related Parties
1- filerCIK 0001469881
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 7:10 PM ET
- Size
- 19.8 KB