Gay Keith 4
4 · Thomas Weisel Partners Group, Inc. · Filed Apr 27, 2010
Insider Transaction Report
Form 4
Gay Keith
Head of Research
Transactions
- Award
Restricted Stock Unit
2010-04-25+100,000→ 297,318 total→ Common Stock (100,000 underlying) - Award
Restricted Stock Unit
2010-04-23+100,000→ 297,318 total→ Common Stock (100,000 underlying) - Other
Restricted Stock Unit
2010-04-25−100,000→ 197,318 total→ Common Stock (100,000 underlying)
Holdings
- 129,539
Common Stock
Footnotes (3)
- [F1]The Restricted Stock Units will vest on the third anniversary of the grant date. Each Restricted Stock Unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof, in the sole discretion of the Compensation Committee.
- [F2]On April 25, 2010, Mr. Gay entered into an agreement with Thomas Weisel Partners Group, Inc. to cancel a performance-based Restricted Stock Unit Award granted on August 6, 2008.
- [F3]The Restricted Stock Units will vest in equal installments on the first, second and third anniversaries of the grant date. Each unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof, in the sole discretion of the Compensation Committee.